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Latest ASIC News | Page 21

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC launches Federal Court action and calls on general insurers to review pricing practices
ASIC further extends temporary financial advice relief measures in COVID 19 instrument
FAL Healthy Beverages director charged by ASIC
ASIC calls on Australian CEOs to review whistleblower policies
ASIC cancels AFS licence of Vanda Russell Gould
ASIC commences proceedings against superannuation trustee Diversa Trustees Limited
Sydney labour hire director disqualified from managing corporations for five years
ASIC provides relief for companies in external administration
Insurers ready for regulatory changes
Assessment of ASX Clearing and Settlement Facilities
ASIC cancels Australian financial services licence of Pure Strategy Pty Ltd
ASIC bans Queensland adviser for four years
Former Wodonga director charged with making false statement
Trojan group director disqualified from managing corporations for two years
Report on competition in Australian funds management industry released
ASIC publishes guidance on hawking reforms
ASIC warns of social media led ‘pump and dump’ campaigns
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd
ASIC seeks further feedback on internal dispute resolution data reporting requirements
ASIC places restrictions on Regional Express following continuous disclosure failures
CBA responds to ASIC review of school banking programs
ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions
ASIC releases review of school banking programs
ASIC report explores how to measure ‘value for money’ in default insurance in superannuation
ASIC consults on treatment of lease assets in satisfying AFS licence requirements
ASIC releases updated regulatory guide on time-sharing schemes
ASIC releases regulatory guide on product design and distribution obligations
ASIC takes action against Union Standard International Group and its former corporate authorised representatives
ASIC releases technical updates to RG 246
ASIC disqualifies director from managing companies for five years
Former mortgage brokerage company and its director charged with making a false statement to ASIC
Strengthening and streamlining oversight of financial advice sector
APRA and ASIC reports tabled in House
ASIC approves changes to AFCA Rules to assist transition of SCT complaints by 31 December 2020 deadline
ASIC extends relief from portfolio holdings disclosure
ASIC succeeds in application to wind up Chris Marco’s unregistered managed investment scheme
Former finance broker pleads guilty to fraud
ASIC commences proceedings against iSignthis and its managing director Nickolas John Karantzis
Legacy Iron Ore former director and company accountant charged with stealing offences
Home loan borrowers missing out on significant savings by not switching
Mudasir Mohammed Naseeruddin arrested and charged with dishonest conduct
Trustees to improve occupational classification practices in insurance in superannuation
ASIC consults on consumer remediation guidance

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