Latest ASIC News | Page 20

ASIC commences proceedings against Ferratum Australia for charging prohibited credit fees
Australians warned to act on superannuation underperformance ahead of Nov 1 rule changes
CBA pleads guilty to criminal charges for mis-selling consumer credit insurance
ASIC releases guidance on crypto-asset related investment products
Victorian director disqualified for two years and six months
Government meets legislative commitments in response to Hayne Royal Commission
ASIC quarterly update July to September 2021
Surveillance of investment switching by super fund executives identifies concerns with trustees’ conflicts arrangements
Director sentenced to community correction order for breaching directors’ duties
Victorian director charged with making false statement to ASIC
ASIC sues former Freedom Insurance director and consultant over insurance sales incentive programs
Leading Australian businesswoman and Advisor joins blackearth Board
CBA moves youth financial education online
Better Advice Bill passes parliament
ASIC bans Melbourne-based adviser for six years
AAT varies ASIC ban of former Spectrum Wealth director Mark Schroeder
Colonial First State to pay $20 million penalty for misleading superannuation members
APRA and ASIC publish latest data on life insurance claims and disputes 19 October
ASIC sues debt collection company for breaching consumer credit protection laws
ASIC proposes extending its CFD product intervention order
Insurers hit TV and social on new Code of Practice
ASIC releases 2020-21 Annual Report
ASIC releases updated information about distribution of superannuation products
ASIC issues Jobkeeper notice and guidance
IAG acknowledges proceedings commenced by ASIC
ASIC launches Federal Court action and calls on general insurers to review pricing practices
ASIC further extends temporary financial advice relief measures in COVID 19 instrument
FAL Healthy Beverages director charged by ASIC
ASIC calls on Australian CEOs to review whistleblower policies
ASIC cancels AFS licence of Vanda Russell Gould
ASIC commences proceedings against superannuation trustee Diversa Trustees Limited
Sydney labour hire director disqualified from managing corporations for five years
ASIC provides relief for companies in external administration
Insurers ready for regulatory changes
Assessment of ASX Clearing and Settlement Facilities
ASIC cancels Australian financial services licence of Pure Strategy Pty Ltd
ASIC bans Queensland adviser for four years
Former Wodonga director charged with making false statement
Trojan group director disqualified from managing corporations for two years
Report on competition in Australian funds management industry released
ASIC publishes guidance on hawking reforms
ASIC warns of social media led ‘pump and dump’ campaigns
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd