Latest ASIC News | Page 18

The Good Guys in court over allegedly misleading store credit promotions
ASIC successful in first DDO case against Firstmac
ASIC cancels AFS licence of Accumulus Capital Pty Ltd
Flood insurance inquiry to visit Far North Queensland
VITAL SMALL BUSINESS PROTECTIONS SAVED IN NEW BANKING CODE OF PRACTICE
WA financial adviser Dash Vee permanently banned from financial services
ASIC releases estimated industry funding levies for 2023-24
ASIC proposes October expiry date for managed investment scheme legislative instrument
AAT varies ASIC’s ban of Sydney financial adviser
ASIC proposes update to superannuation forecasts relief instrument
Court declares PayPal Australia used an unfair contract term
ASIC releases June 2024 financial adviser exam results
ASIC disqualifies former financial and insurance services industry director for five years
AAT amends ASIC’s permanent ban made against Todd Karamian
ASIC suspends AFS licence of HLK Group Pty Ltd
Super trustees urged to strengthen oversight of retirement strategy implementation
ASIC urges AFS licensees to correct records on the Financial Advisers Register
Defunct payday lender penalised $16 million over prohibited fees and deficient systems
ASIC suspends Airrails AFS licence
ANZ Proposal To Acquire Suncorp Bank
ASIC bans Guilford Funds Management director for four years
ASIC cancels licence of Guildfords Funds Management Pty Ltd
Court appoints independent party to verify payments made from the Shield Master Fund
ANZ ESG Investor Briefing Speeches 27 June
ASIC approves enhanced Banking Code of Practice
Updated Rule Book For Banks
Federal Court freezes assets of United Global Capital and Global Capital Property Fund
ASIC calls on market intermediaries to strengthen supervision of business communications
ASIC issues reminder to AFS licensees about new experienced provider pathway notification obligations
ASX listed company pays two infringement notices for greenwashing in market announcements
Court finds iSignthis breached disclosure laws and Nickolas Karantzis breached his directors’ duties
PKF admits to contraventions concerning independent expert report engagements
New Financial Stability Standards for Securities Settlement Facilities
MDP issues infringement notice to Ascot Securities for serious failures
Federal Court freezes assets of Shield Master Fund
ASIC appeals Court’s decision to relieve Block Earner from liability to pay a penalty
ASIC cancels AFS licence of Sug Ou Jeung
ASIC grants class no-action position to second party opinion providers
ASIC cancels licence of Haywards Audit Pty Ltd
ASIC issues first crowd-sourced funding regime stop order
ASIC suspends AFS licence of Responsible Entity Services Limited
Alcoa Provides Update on Transaction Milestones for Acquisition of Alumina Limited
ASIC cancels licence of Aussie Wealth Super Pty Ltd
ASIC cancels licence of Aussie Super Wealth Pty Ltd
ASIC cancels AFS licence of retail OTC derivative issuer XTrade.AU Pty Limited
Scam alert: Fake ASIC branding is appearing on social media scams
Court finds Active Super made misleading ESG claims in a greenwashing action brought by ASIC
ASIC issues DDO stop order against Australian Unity Funds Management