Latest ASIC News | Page 18

APRA and ASIC release notes on Superannuation CEO Roundtables – June and July 2024
ASIC and APRA host Superannuation CEO Roundtables
ASIC’s Moneysmart calls on super funds to better engage millennials following findings from industry roundtable
Opening Statement On Economics
ASIC prosecutes 78 individuals for failing to assist registered liquidators
CLSA pays penalty for providing incorrect regulatory data
ASIC pilots new portal for Australian financial service licence applications
AFS licensee to cease providing independent expert reports on corporate transactions
TRANSPORT WORKERS MAKE LANDMARK APPLICATIONS UNDER NEW FAIR WORK JURISDICTION TO REDESIGN DEADLY INDUSTRY
Former Brisbane financial adviser Ben Jayaweera sentenced to 12 years imprisonment for fraud at retrial
Avoid becoming a scammer’s next victim
Transport Industry Alliance
Albanese government unleashes green tape bomb on small business
Former Brisbane financial adviser Ben Jayaweera found guilty of fraud following a retrial in the Brisbane District Court
ASIC wins case against Kraken crypto exchange operator for design and distribution failure
ASIC continues action on misleading claims to deter greenwashing misconduct
New laws to strengthen financial system and boost investment in cleaner, cheaper energy pass the Senate
Police Appeal To Locate Two Men Missing From Taree
ASIC expands strategic priorities for coming 12 months
ASIC releases workshop summary document on servicing First Nations communities with a focus on culture, community and engagement
APRA releases notes on Life Insurance CEO Roundtable – July 2024
Former BBY employee sentenced for aiding and abetting
Anti-scam practices of banks outside the four major banks
ASIC cancels licence of Libertas Financial Planning
ASIC extends reference checking protocol to mortgage aggregators
Online investment trading scams top ASIC’s website takedown action
Australia’s corporate watchdog is suing our largest stock exchange. What’s going on?
Sydney labour hire services director disqualified for five years
ASIC disqualifies VIC director for maximum five years
ASIC sues ASX for alleged misleading statements
Albanese Government response to the independent review of continuous disclosure regime amendments
Financial Advice Update
Stop order revoked after ASIC intervention on Rhinomed Limited Prospectus
ASIC reports low take up of simplified liquidations since 2021 reforms
ASIC proposes to extend the operation of three legislative instruments
Court orders Noumi pay $5 million penalty for breaching continuous disclosure obligations
Australian Securities and Investment Commission signs MoU with State Securities Commission Viet Nam
ASIC’s first greenwashing case results in landmark $11.3 million penalty for Mercer
Imagion Biosystems announces changes to its board of directors
ASIC further extends transitional relief for foreign financial services providers
Reserve Bank urged to show restraint after lucky bump to June trade
ASIC suspends AFS licence of Id Funds Management Limited
ASIC disqualifies Sydney director Dominique Grubisa from managing corporations for 18 months
ASIC bans United Global Capital (in Administration) director for 10 years and cancels licence
Dr Roger Munro unsuccessful in criminal appeal
NSW director charged with dishonestly causing a financial disadvantage to his company
ASIC proposes to extend relief for employee redundancy funds
Melbourne accountant Stephen Allen convicted for falsifying signatures on audit documents