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Latest ASIC News | Page 16

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
Lightspeed Finance and director to pay $220,000 for failure to give effect to an AFCA determination
Dr Roger Munro sentenced to four and half years jail for fraud following ASIC investigation
David Murphy charged with dishonest conduct
Infringement notices issued to Maritime Super for member fee statements
Four ways to protect yourself against financial fraud
ASIC disqualifies former Steller Group director James O’Donahue
ASIC disqualifies former Steller Group director Simon Pitard
Westpac penalised $113 million after multiple ASIC legal actions
ASIC disqualifies former West Australian construction and trade industry director for four and half years
Rio Tinto releases first quarter production results 20 April
APRA and ASIC publish latest data on life insurance claims and disputes 19 April
ASIC suspends AFS licence of Dixon Advisory
ASIC extends relief from certain dollar disclosures in PDSs for litigation funding schemes
Former mortgage broker sentenced for making false statement to ASIC
ASIC obtains interim travel restraint orders against Mark Francis McCabe
ASIC sues Rent4Keeps and Layaway Depot for alleged breaches of Credit Act
ASIC sues Rent4Keeps and Layaway Depot for alleged beaches of Credit Act
Queensland director found not guilty of making false statement to ASIC
Financial Fraud and Regulating Google and Facebook
Former auditor of Big Un Limited charged with making false or misleading statement
Westpac subsidiary BT Funds Management penalised $20 million for incorrectly charging commissions for insurance
Third Capital Mining director charged with dishonesty offences
Cryptocurrency lender charged for false Australian credit licence claims
Westpac to pay $1.5 million penalty for mis-selling consumer credit insurance
ASIC to allow Covid temporary relief for financial advice to automatically repeal 15 April 2022
ASIC’s CFD product intervention order extended for five years
Superannuation trustees strengthen governance practices following ASIC surveillance of investment switching
ASIC bans Victoria-based credit representative for six years
Dominique Grubisa receives four-year ban
Macquarie notes ASIC Federal Court proceedings
ASIC takes action against Macquarie Bank for alleged failures to properly monitor third party withdrawals from customer accounts
ASIC bans Melbourne-based former adviser Mark Babbage from providing financial services or engaging
NSW director disqualified from managing corporations for five years after engaging in illegal phoenix activity
ASIC acts against 19 SMSF auditors
Consultation on corporate control transactions in Australia
Former finance broker fined for fraud
ASIC extends relief for retirement estimates
ASIC cancels AFS licence of Brendan Kennedy
ASIC releases final internal dispute resolution data reporting requirements
ASIC extends relief for business introduction services
Former Wodonga director sentenced for making false statement to ASIC
ASIC remakes ‘sunsetting’ class order on when debentures can be called secured notes
Griffin Coal charged for breaching financial reporting and company officer obligations
ASIC enforcement update July to December 2021
ASIC releases February 2022 financial adviser exam results
Former Victorian director sentenced with making false statement
ASIC disqualifies former Mider developers for maximum period
ASIC scrutinises marketing of managed fund performance and risks

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