Latest ASIC News | Page 8

Federal Court makes findings against social media ‘finfluencer’ Tyson Scholz
ASIC provides legislative relief to facilitate employee share schemes
Criminal proceedings against CBA dismissed due to limitation period
ASIC Adjusts Rules for Litigation Funding Relief
WA Man Charged with Insider Trading
ASIC Bans Gold Coast Firms, Cancels Licence of National Advice Solutions
21 Australian Credit Licenses Cancelled or Suspended by ASIC
ASIC Revokes AFS Licence of VIG Asset Management
Melbourne woman sentenced after stealing millions from superannuation and share trading accounts
Melbourne Woman Jailed for Stealing Millions from Accounts
Samuel Tessa Guilty of Fraudulent Obtaining
ASIC Penalizes Firms for Breaching Obligations on Design, Distribution
ANZ Shareholders Vote in Favour of Scheme of Arrangement to Establish Non-Operating Holding Company
ASIC Wins High Court Case against BHF, Cigno
Finder Wallet Sued Over Risk Disclosure of Finder Earn Product
ASIC Bans Trading Life Services, Gabriel Yakob from Financial Providers
ASIC and ASX asked to investigate whether Santos misled investors over Barossa gas project
ASIC – RBA Further Regulatory Response Regarding ASX CHESS Replacement Program
ASIC, RBA to Respond Further on ASX CHESS Replacement Program
Contractor Admits Guilt in Courtenay House Case
Financial Adviser in Perth Jailed for Super Fraud
Man Gets Prison Time for Rigging Quantum Stock Prices
Interior Design Dir. Sentenced for Falsifying Finances
Modernising Australia’s financial system
ASIC Improves Small Lenders’ Market Assessments
ASIC Sues 11 Star Entertainment Directors, Officers
Former Statewide Super executives charged with dishonesty offences
ASIC enforcement and regulatory update July to September 2022
ASIC calls on life insurers to review claims payment systems
Superannuation trustees on notice to uplift complaints handling
ASIC sues McPherson’s and its former CEO alleging continuous disclosure and directors’ duties breaches, misleading statements
‘Do Better’ Conexus Political Series, Sydney
ASIC updates guidance on SMSF advice
ASIC commences proceedings against OnePath Life alleging utmost good faith breach
ASIC issues action in Federal Court against Provide Capital alleging failure to produce documents without reasonable excuse
Former financial advisor Ashley Grant Howard convicted for fraud
ASIC cancels AFS licence of AFSL Group Pty Ltd
ASIC suspends AFS licence of Quantum Funds Management Limited
Victorian director disqualified from managing corporations for five years 6 December
ASIC takes civil penalty action against American Express Australia
Federal Court upholds ASIC’s appeal on John Gilliland
ASIC issues infringement notices against Vanguard investment manager for greenwashing
Interim stop orders placed on three funds from Australian Fiduciaries Limited
Interim stop order placed on offers from APS Savings Limited
ASIC highlights focus areas for 31 December 2022 reporting
Health funds continue to return profits to meet Covid commitments
ASIC calls for greater focus on material business risk disclosure in annual reports
ASIC consults on sunsetting class orders on takeovers, compulsory acquisitions and relevant interests