Latest ASIC News | Page 9

Former financial adviser in court on dishonesty charges of $1.865 million
ASIC calls on insurers and trustees to take action to improve consumer outcomes from total
ASIC to provide relief from financial adviser compliance scheme obligations
Taking action on Banking, Superannuation and Financial Services Royal Commission – Recommendation
ASIC ‘calls time’ on disclosure reliance
NSW accountant sentenced for misappropriation, false and misleading statements
ASIC urges consumers to question whether SMSFs are right for them
Two pre-insolvency advisers plead guilty to money laundering
Beenleigh adviser banned for seven years
ATO celebrates 20 year milestone of regulating self-managed superannuation funds
Former NAB financial adviser sentenced
CDPP proceedings against CommInsure
ASIC warns AFS licensees to meet financial reporting obligations on time
CommInsure charged with hawking offences
NAB announces additional costs for customer-related remediation and software capitalisation change
ASIC releases report on director and officer oversight of non-financial risk
Generation Development Group changes life business disclosures
ASIC consults on reforms to sale of add-on financial products sold with cars
ASIC seeks public input to review of school banking
Changes to Banking Code should be strengthened
Managing director of Gold Coast financial group banned from providing financial advice for three
Cigno seeks judicial review of ASIC decision to make short term credit product intervention order
ISignthis restates funds held on behalf of merchants
Court appoints provisional liquidator to Merlin Diamonds following ASIC application
ASIC reports on corporate finance regulation – January to June 2019
Federal Court finds in ASIC’s favour against Gallop companies and former director Ming-Chien Wang
ASIC remakes instrument about departed former temporary residents’ unclaimed superannuation
ASIC helps liquidators to comply with their lodgement requirements
Scammers use fake ‘Twiggy Forrest’ investment to fleece woman out of $670,000
Tempo writes down non-current assets
Range impairs non-current assets
Corporate finance director charged with conspiring to manipulate market
Melissa Birks appoint as AIST head of advocacy
ClearView compliance review results in $730,000 compensation to clients
Online fraud syndicate dismantled after allegedly siphoning millions from shares and superannuation
ASIC remakes ‘sunsetting’ class order about changing scheme constitutions
PS&C Ltd impairs goodwill
ASIC makes product intervention order banning short term lending model to protect consumers from
ASIC update on Royal Commission implementation
ASIC appeals responsible lending ruling
ASIC suspends AFS licence of Financial Options Pty Ltd
ASIC extends relief for foreign financial services providers
ASIC to appeal Westpac responsible lending Federal Court decision
Integrity of water markets paramount
Former director convicted of market manipulation
ASIC commences court action against Select AFSL over phone sales of life insurance
Gold Coast director and property developer sentenced to eight years’ imprisonment
ASIC bans News South Wales director from managing corporations for five years