Latest ASIC News | Page 11

ASIC consults on proposals to facilitate digital disclosure
ASIC bans former Crown Wealth Group director Andrew Moore for failing to report fees for no service
ASIC appeals Federal Court findings relating to alleged unfair term used in insurance contracts by HCF Life
ASIC permanently bans financial adviser Barry King
ASIC proposes to remake five financial reporting-related legislative instruments
Proceedings dismissed against current and former TerraCom officers
ASIC releases June 2025 financial adviser exam results
6 simple questions to tell if a ‘finfluencer’ is more flash than cash
Greens welcome action to regulate Big 4 consultants but will it be enough?
Review auditor of the FY18 financial statements of iSignthis Ltd admonished by the Companies Auditors Disciplinary Board
ASIC bans former Lighthouse Partners director Kiriley Roper for fees for no service
ASIC proposes to remake deposit product disclosure relief instrument
ASIC releases estimated industry funding levies for 2024-25
Scam Alert: Scammers impersonating ASIC websites
Consumer alert – ASIC warns about pushy sales tactics urging people to make quick superannuation switches
Former wealth manager sentenced to 12 months imprisonment for breaching Court orders
ASIC cancels AFS licences of two Australian financial services providers for failure to pay industry funding levies
ASIC secures travel restraint and asset freezing orders in connection with its investigation into First Guardian
ASIC cancels Australian financial services licence of Ballast Financial Management Pty Ltd
ASIC sues Delta Power & Energy (Vales Point) Pty Ltd for alleged futures market and financial benchmark manipulation
ASIC sues CashnGo alleging unconscionable debt recovery practices
ASIC issues updated guidance for managed investment schemes
New Financial Year = More Costs And More Red Tape
ASIC seeks orders compelling large proprietary companies in the GFG Alliance Group to lodge outstanding financial reports
ASIC gives further relief for licensees under the reportable situations regime
Brite Advisors auditor admits failures and surrenders registration
ASIC report suggests small business restructurings are keeping struggling companies afloat
Brands want us to trust them. But as the SPF debacle shows, they need to earn it
ASIC secures $12,000 fine from Cairns pawnbroker who preyed on vulnerable consumers
Registration of the auditor of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
Auditor registration of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
ASIC appoints expert panel for ASX Inquiry
ASIC invites feedback on options for regulation of employee redundancy funds
ASIC warns industry and consumers of share sale fraud
Federal Court dismisses application by former auditor of LM Managed Performance Fund
Building Commission NSW here to stay with $145 million funding
ASIC Chair Joe Longo spoke to Business News Senior Editor Mark Pownall at the Business News Success and Leadership event
ASIC issues Equity Trustees infringement notices for misleading investment statements
ASIC takes steps to appoint receivers to Australian Fiduciaries Ltd as investigation continues
ASIC launches Inquiry into ASX
ASIC cancels AFS licence of Financial Services Group Australia and permanently bans its responsible manager
ASIC refuses Bakken Holdings Pty Ltd’s Australian credit licence application to provide debt management services
ASIC bans former financial adviser Glenda Rogan for 10 years
ASIC cracks down on unlawful finfluencers in global push against misconduct
ASIC Symposium panel: Private markets, where to now?
ASIC’s refreshed website is coming soon
The ASX is shrinking – a plan to get more companies to float does not go far enough
Sydney Man Charged With Making False Statement