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Latest ASIC News | Page 11

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC places interim stop order on Westlawn Income Fund
Remaking sunsetting Superannuation Auditor Registration Imposition Regulations
ACCC pays tribute to Delia Rickard, welcomes Catriona Lowe as Deputy Chair
ASIC reviews root cause analysis at six largest audit firms
APRA and ASIC publish latest data on life insurance claims and disputes 18 October
Court finds Austal and former CEO breached continuous disclosure laws
Former Victorian director pleads guilty to million dollar fraud
Members’ voluntary liquidator charged with dishonestly withdrawing company funds
Credit broker Trevor King charged with 74 offences
ASIC places interim stop orders on Holon crypto funds
Timeshare company Ultiqa penalised $900,000 by Federal Court
ASIC releases 2021-22 Annual Report
ACCC warns funeral providers on pricing practices following Youpla collapse
Totem Wealth financial adviser permanently banned from providing financial services
ASIC bans Sydney-based director for three years over refusal or failure to pay AFCA determinations
ASIC defends appeal against $30 million penalty imposed on Mayfair 101 Group companies
ABC journalists jointly named Queensland Journalist of Year
Economics Committee to conduct full day of financial regulator hearings
ASIC cancels AFS licence of CMH Financial Group Pty Ltd
ASIC cancels AFS licence of James B Cogan
ASIC sues Latitude Finance Australia and Harvey Norman Holdings for allegedly misleading interest free advertising
Craig Gore sentenced for managing companies while disqualified
Disqualification as deterrence
Licensing and professional registration activities – 2022 update
ASIC remakes business introduction services relief for managed investment schemes
ASIC places interim stop order on APIL Essential Retail Income Fund
ASIC’s conflicted remuneration proceedings against Commonwealth Bank and Colonial First State dismissed
ASIC signs Consultation Agreement with Financial Markets Standards Board
ASIC Industry Funding Model discussion paper released
ASIC sues Nuix and its board for continuous disclosure and directors’ duties breaches
Second Reading Speech, Treasury Laws Amendment Bill 2022 28 September
ASIC helps insurers to respond to family violence
Assessment of ASX Clearing and Settlement Facilities 28 September
ASIC publishes updated and expanded remediation guidance
Epsilon Healthcare writes down value of assets and HSC Technology Group improves business risk disclosure
AMP companies admit liability and fined $14.5 million for fees for no service
Former financial adviser pleads guilty to making unauthorised client transactions
Director ID – legal obligation for directors
Dixon Advisory penalised $7.2 million for breaches of best interest obligations
Wellness industry director convicted of making false statement
Court overturns 20-year ban against James Mawhinney, reinstates interim injunctions
Charges against Club Culture director withdrawn
ASIC places interim stop orders on Australian Residential Property Fund and Private Property Trust No. 20
Former BBY Head of Operations charged with obtaining financial advantage by deception
ASIC remakes ‘sunsetting’ class order on financial requirements for retail OTC derivative issuers
Hayne Royal Commission recommendations advanced
Managed funds amend their marketing following ASIC surveillance
Former Victorian director sentenced after making false statement to ASIC

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