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Latest ASIC News | Page 13

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
Former DanFX Trade director Daniel Ali arrested and extradited from Poland following ASIC investigation
ASIC cancels AFS licence of Old Cold Gold
Former Continental Coal and Citation Resources director Peter Landau pleads guilty to nine charges
ASIC secures over $102 million in remediation for Freedom Insurance customers, with more to come
ASIC clarifies treatment of incidental retail cover as part of business insurance contracts
WA director charged with fraudulently removing company property
ASIC bans West Australian financial services director for six years
38 contract terms in 11 Fuji small business contracts declared unfair and void
Many big companies not meeting new ASX corporate governance guidelines
ASIC cancels AFS licence of Rizzak Capital Pty Ltd
ASIC suspends AFS licence of Assurance Cover Australia Pty Ltd
ASIC suspends AFS licence of Sterling & Freeman Advisory Pty Ltd
Wellness industry director charged for making false statements
ASIC releases research about investment behaviour
ASIC’s approach to breach reporting: implementation of reportable situations regime
What is greenwashing and why is it problem?
ASIC’s surveillance of internal dispute resolution in superannuation identifies concerns
Former financial adviser banned following conviction for dishonesty offences
ASIC successful as Court upholds decision to penalise and disqualify former director James Cruickshank
ASIC prosecutes ten companies for failing to lodge financial reports 5 August
ASIC prosecutes 73 individuals for failing to assist registered liquidators
Former Legacy Iron Ore director pleads guilty to stealing
Don Evans pleads guilty to Quantum Resources market manipulation
ASIC publishes updated Financial Services and Credit Panel regulatory guidance and new ‘your rights’ infosheet
Former Dixon Advisory clients should consider lodging complaints with AFCA
Consumers warned about fake investment opportunities as losses top $20m
Delay to ASX CHESS Replacement Project and Independent Review
Consumers warned to be vigilant as imposter bond investment scams rise
ASIC extends transitional relief for foreign financial services providers
ASIC bans Adelaide based financial adviser for five years
ASIC cancels AFS licence of Simeone Pty Ltd
ASIC cancels AFS licence of PDM Capital Pty Ltd
ASIC places stop order on PDS and advertisements for Private Property Trust No. 20 in Fawkner Property Ltd
Former auditor of Big Un Limited convicted for failing to comply with auditing standards
ASIC suspends licence of Alice Springs financial service provider for six months
ASIC bans Queensland responsible manager for four years
ASIC Annual Forum registrations open
ASIC’s first DDO stop orders to prevent offer of financial products to consumers
ASIC enforcement and regulatory update April to June 2022
Alleged shadow director sentenced to six-month good behaviour bond
ASIC disqualifies former Viewble Media director for four years
Delia Rickard joins AFCA board
ASIC bans former NSW mortgage broker for seven years
ASIC places stop order on advertisements for PPM Units in RES Investment Fund
ASIC to extend deadlines for 30 June 2022 unlisted entity financial reports
Unregistered investment scheme operator Chris Marco charged with 50 counts of fraud
ASIC cancels AFS licence of Global Funding Partners Pty Ltd
ASIC permanently bans Adelaide mortgage broker and cancels company’s credit licence

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