Latest ASIC News | Page 12

ASIC sues Australian Unity Funds Management for failing to confirm product suitability for investors
ASIC secures guilty pleas in Telegram ‘pump and dump’ action
Former BBY Chief Executive Officer charged with aiding, abetting, counselling or procuring BBY’s dishonest conduct in communications with ASX Ltd
ASIC clears path for faster IPOs
ASIC grants limited no-action position for deficient advice fee written consents
New Analysis Of Impact Of Proposed Superannuation Tax
Full Federal Court finds Auto & General did not include an unfair contract term in its insurance contracts
ASIC and APRA provide update on review of life insurance premium practices
ASIC tells home insurers: Fix your oversight of independent experts and improve communication on cash settlements
ASIC Commissioner Simone Constant spoke to Conexus Financial editor-in-chief Aleks Vickovich at Conexus Fiduciary Investors Symposium
The future of Australia’s public and private markets – ASIC shares industry feedback and next steps
ASIC sues RAMS for systemic misconduct in arranging home loans
ASIC renews warning for AFS licensees ahead of deadline for financial advisers
ASIC sues Choosi for allegedly misleading customers through its insurance comparison service
ASIC imposes conditions on the registration of Sydney company auditor
New video reminds Australians: your super is going up this July
ASIC uncovers widespread compliance plan deficiencies in the managed investment industry
Australian Retirement Trust pays infringement notice over allegedly misleading performance data
Full Federal Court finds in favour of ASIC appeal concerning BPS Financial’s use of ‘authorised representative’ exemption
New Insurance Code Of Practice To Deliver For Consumers
ASIC sues Blockchain Global former director for multiple directors’ duties breaches
ASIC cancels AFS licence of Spectre Financial Group for competency failures
ASIC proposes to remake basic deposit and general insurance product distribution legislative instrument
Launch of new podcast series: Inside ASIC
ASIC and APRA host Superannuation CEO Roundtables to discuss the FAR
APRA and ASIC release notes on Superannuation CEO Roundtables – April 2025
ASIC acts on concerns Kalkine Pty Limited offered unlicensed advice
Bank of Sydney subscribes to Infosys Finacle Digital Banking Suite on AWS Cloud
Consumer lease industry on notice for potential compliance failures following reforms
ASIC sues online consumer goods supplier Snaffle alleging inflated prices and overcharging on credit contracts
Former financial services director Mark McCabe sentenced for fraud offences
ASIC seeks leave from High Court to appeal Block Earner decision
ASIC sues home loan manager Resimac alleging failures to customers facing financial hardship
ASIC cancels licence of Calaite Capital Partners Pty Ltd
ASIC announces financial reporting and audit focus areas for FY 2025-26
Darryl Mapleson pleads guilty in Beacon Minerals insider trading case
Zurich pays two infringement notices for trauma insurance claims handling failure
Former Sydney financial adviser sentenced for dishonest conduct
ASIC cancels AFS licence of SME Crowdfunder Pty Ltd
ASIC proposes to remake incidental retail cover legislative instrument
ASIC proposes to remake three financial advice-related legislative instruments
Catering worker fined for security zone breach at Perth Airport
Perth Airport catering worker fined for security zone breach
Our 2024 Gender Pay Gap Employer Statement
Super investment drives long-term financial system stability and prosperity for all Australians
Macquarie Statement On ASIC Civil Proceedings
ASIC reminds small business directors of their obligations to manage company money and assets appropriately
Macquarie Statement On ASIC Action