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Latest Australian Securities and Investments Commission News | Page 36

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC consults on communicating audit review findings to directors
ASIC encourages home insurers to be consumer-centric in handling claims this summer
ASIC releases guidance and examples on limited advice
ASIC announces changes to members of Markets Disciplinary Panel
ANZ acknowledges class action proceedings filed by Phi Finney McDonald
ASIC to extend deadlines for 31 December 2021 unlisted entity financial reports
ASIC brings criminal charges against former Courtenay House director and contractor for alleged Ponzi scheme
ASIC reports on audit inspection findings for 12 months to 30 June 2021
ASIC launches multiple legal actions against Westpac
La Trobe Financial Asset Management to pay $750,000 penalty for false and misleading marketing
Financial Regulator Assessment Authority reviews effectiveness and capability of ASIC
ASIC proceeding relating to home loan application documents provided by unlicensed third parties
ASIC sues ANZ over ‘introducer program’ home loan referrals
Victorian company director banned from managing corporations for five years
WA director disqualified for maximum period
Former Victorian financial adviser sentenced to jail for obtaining financial advantage by deception
ASIC imposes additional licence conditions on ASX and issues expectations to improve market resilience
Melissa Caddick and Maliver found to have engaged in unlicensed conduct
Former WA financial adviser and his company charged with dishonest conduct
ASIC sues MLC Life Insurance for multiple insurance failures
ASIC sues MLC for multiple insurance failures
ASIC consults on updates to relief for superannuation calculators and retirement estimates
Former NSW financial adviser pleads guilty to dishonest conduct and using fabricated evidence
ASIC consults on consumer remediation draft guidance
ASIC sues A&M Group for false and misleading, threatening and coercive conduct against debtors
Former executive of Healthe Care Australia sentenced to 12 months imprisonment and fined $10,000 for insider trading
APRA agrees to court enforceable undertaking from AMP Super over compliance deficiencies
Former company director from Queensland charged with breaching directors’ duties
Chinese agricultural producer fined $300,000 for breaching financial reporting and company officer obligations
ASIC files contempt application against James Mawhinney
ASIC consults on remaking class order on PDS requirements where quote for general insurance product is given
ASIC cancels AFS licence of Future Asset Management International
Two men face $1.2m tax fraud, perverting justice charges
Industry funding: 2020-21 Cost Recovery Implementation Statement
ASIC successful in Federal Court against GetSwift and its directors Bane Hunter, Joel Macdonald and Brett Eagle
Former Quantum Resources director convicted of insider trading and market manipulation offences
Former telecommunications director pleads guilty to breaching directors’ duties and dealing with proceeds of crime
ASIC and ATO engage with directors as part of ASIC’s Phoenix Surveillance Campaign
ASIC releases guidance and examples on records of advice
Victorian director disqualified for failing to comply with directors’ duties, tax obligations and employment laws
New South Wales director disqualified from managing corporations for four years
Sydney director disqualified from managing corporations for four years
ASIC bans QLD-based adviser Keith McDermott for three years
ASIC obtains Federal Court orders against unlicensed investment scheme One Multi Services
ASIC sues timeshare company Ultiqa for poor financial advice outcomes
ASIC commences proceedings against Ferratum Australia for charging prohibited credit fees
Director IDs now available online for 2.7 million Australians
CBA pleads guilty to criminal charges for mis-selling consumer credit insurance

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