Latest Australian Securities and Investments Commission News

ASIC update on internal dispute resolution data collection for new reporting requirements
ASIC cancels AFS licence of Suetonius Wealth Management Pty Limited
Federal Court finds Finder Earn product was not a financial product
ASIC and APRA release a cross-industry information package on the Financial Accountability Regime
ASIC acts against 15 SMSF auditors performing in-house audits
Better Coordinated Financial Sector Regulation
Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds
ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years
ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime
APRA and ASIC issue final rules and further guidance for the Financial Accountability Regime
ASIC consults on registered liquidator registration guidance
APS Enterprise Agreement Votes
ASX pays $1,050,000 penalty for order information transparency failure
APS trials generative AI to explore safe and responsible use cases for government
ASIC letter calls on insurers to improve claims handling practices
ASIC succeeds in conflicted remuneration case against financial advice licensee
ASIC shuts down nearly 3,500 scam websites, steps up surveillances in push to protect consumers
It’s a scam! Celebrities are not getting rich from online investment trading platforms
ASIC disqualifies NSW director for maximum five years after failure of seven companies
ASIC seeks orders to wind up Prospero Markets Pty Ltd
ASIC approves prescribed form for life insurance memorandums of transfer
ASIC successfully appeals ACBF and Youpla misrepresentations case
Appointment – chairperson, Companies Auditors Disciplinary Board
Explainer: what is sabotage and why is the ASIO chief worried about it?
Appointments – members, Insolvency Practitioner Registration and Disciplinary Committees
ASIC obtains bankruptcy orders against social media finfluencer Tyson Scholz
ASIC issues Urban Rampage with interim stop order over concerns of financial harm to First Nations consumers
ASIC secures interim travel restraint orders against former Blockchain Global director
ASIC issues infringement notice to Melbourne Securities for greenwashing
ASIC cancels AFS licence of NextGen Financial Group Pty Ltd
ATHA Energy Provides Further Updates to Transaction With 92 Energy
ASIC accepts court enforceable undertaking from former Melbourne financial adviser
ASIC calls on industry to improve oversight of Choice super performance and address issues
ASIC cancels AFS licence of Valorton Capital Pty Ltd
ASIC sues David Paul Hodgson and companies associated with the Paladin Group
New Moneysmart data reveals young women more stressed than young men about finances, cost of living
AICD announces new directors 14 February
24-022 Former director of Reiwa-Capital pleads guilty to using investor funds dishonestly
ASIC permanently bans Yanchep financial adviser
AFSL held by Brava Capital cancelled
Court finds Block Earner crypto product needs financial services licence
ASIC halts offers of Shield Master Fund
Federal Court orders Brite Advisors wound up on just and equitable grounds
ASIC announces action against nine SMSF auditors
Charges laid following ASIC’s investigation into suspected self-managed super investment scam
ASIC grants class no-action position regarding Unfair Contract Terms for institutional markets
Final reminder for unregistered financial advisers
Aryn Hala charged with providing unlicensed financial services