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Latest Australian Securities and Investments Commission News

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC commences civil penalty proceedings against La Trobe Financial Asset Management Ltd
Former director disqualified from managing companies for five years 18 December
Queensland director disqualified from managing corporations for five years
Consultation on modernising business communications
Court appoints receivers to property of Melissa Caddick and provisional liquidators to Maliver Pty Ltd
ASIC review of 30 June 2020 financial reports
ASIC cancels AFS licence of Migration Cover Pty Ltd
ASIC seeks further feedback on internal dispute resolution data reporting requirements
ASIC places restrictions on Regional Express following continuous disclosure failures
CBA responds to ASIC review of school banking programs
ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions
ASIC releases review of school banking programs
ASIC report explores how to measure ‘value for money’ in default insurance in superannuation
ASIC consults on treatment of lease assets in satisfying AFS licence requirements
ASIC releases updated regulatory guide on time-sharing schemes
ASIC releases regulatory guide on product design and distribution obligations
ASIC takes action against Union Standard International Group and its former corporate authorised representatives
ASIC releases technical updates to RG 246
ASIC disqualifies director from managing companies for five years
Former mortgage brokerage company and its director charged with making a false statement to ASIC
ASIC approves changes to AFCA Rules to assist transition of SCT complaints by 31 December 2020 deadline
ASIC extends relief from portfolio holdings disclosure
ASIC succeeds in application to wind up Chris Marco’s unregistered managed investment scheme
Former finance broker pleads guilty to fraud
ASIC commences proceedings against iSignthis and its managing director Nickolas John Karantzis
Legacy Iron Ore former director and company accountant charged with stealing offences
Mudasir Mohammed Naseeruddin arrested and charged with dishonest conduct
Trustees to improve occupational classification practices in insurance in superannuation
ASIC consults on consumer remediation guidance
AAT upholds ASIC decision to refuse Allegra a licence
Finance broker convicted of making false statements to ASIC
ASIC commences proceedings against CBA for overcharged interest – Royal Commission case study
ASIC issues information sheet on managing conduct risk during LIBOR transition
ASIC cancels two AFS licences 27 November
Youi breached duty of utmost good faith – Royal Commission case study
ASIC to seek appointment of provisional liquidator to Maliver Pty Ltd and receiver and manager to property
ASIC releases draft information sheet for insurance claims handling
Former Queensland property developer Craig Gore sentenced
ASIC bans company officer for failing to assist liquidators
Former director pleads guilty to making a false statement
Former NSW director convicted of making false statement
ASIC takes Federal Court action to enforce compliance with enforceable undertaking
ASIC places stop order on Skyring Fixed Income Fund advertisements
ASIC releases consumer research on insurance in super
Sterling Income Trust Responsible Entity and its Managing Director penalised
ASIC consults on reference checking and information sharing protocol
Mortgage broker sentenced to 18 month good behaviour bond for making false statements to ASIC
Trading on ASX equities market today

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