Latest Australian Securities and Investments Commission News

ASIC disqualifies construction industry director for five years
ASIC disqualifies former restaurant director for four years
ASIC encourages submissions to International Sustainability Standards Board consultation on global baseline climate
ASIC bans NSW credit representative for five years
ASIC calls on industry to continue to improve resilience during market outages
ASIC wins appeal on Cigno and BHF Solutions Federal Court decision
ASIC obtains orders to freeze funds and assets of Ashley Arandez and companies
Adelaide financial adviser charged with seven counts of falsifying company books
ASIC warns super trustees to be transparent in their underperformance communications to members
ASIC calls for better disclosure of business risks and asset values following financial reports review
ASIC releases new and updated guidance for corporate collective investment vehicles
Anthony Torre charged with stealing and fraud
Squirrel Super to pay $55,000 penalty for false and misleading marketing
Caloundra man sentenced for insider trading
Former Queensland financial adviser convicted for breaching ASIC banning order
Court of Appeal orders retrial for Ben Jayaweera
ASIC reduces administrative burden for authorised representatives appointing claims handling staff
ASIC charges three former Remedy Housing personnel for involvement in alleged mortgage scam
Allianz and AWP plead guilty to charges for making false statements about travel insurance
Avanteos Investments penalised $1.7 million for defective disclosure statements
ASIC remakes relief on PDSs, superannuation dashboards and FSGs
How to avoid ‘greenwashing’ for superannuation and managed funds
Benjamin Heath Cooper pleads guilty to market manipulation
ASIC releases Information Sheet on warnings and reprimands given to financial advisers
Court freezes funds and assets of Sasha Hopkins, Team Property Group
ASIC disqualifies New South Wales recruitment director for five years
ASIC disqualifies former Strategic Alliance group director for three years
Former CEO Akhilesh Kamkolkar charged with five criminal offences
Spaceship Capital director and responsible manager banned for two years
Gabriel Govinda pleads guilty to market manipulation
ASIC sues Sunshine Loans for charging prohibited fees
ASIC cancels AFS licence of Epic Property Investments Ltd
ASIC releases draft Cost Recovery Implementation Statement 2021-22
ASIC succeeds in application to appoint provisional liquidators to Ascent Investment and Coaching Pty Ltd
ASIC announces financial reporting changes for AFS licensees
Limebrook Corporation charged for breaching financial reporting and company officer obligations
Former Victorian catering company director charged with breaching directors’ duties
ASIC releases updated ePayments Code
ASIC highlights focus areas for 30 June 2022 reporting
APRA and ASIC release new FAQs on implementation of retirement income covenant
Former CEO of van Eyk Research pleads guilty to breaching directors’ duties
ASIC civil penalty proceeding relating to charging of credit card cash advance fees in some circumstances
ASIC sues ANZ for overstating account balances and charging fees
Indigenous super group to lobby government on recognition of kinship structures
ASIC acts against SMSF auditors who failed to lodge annual statements
ASIC cancels AFS licence of Metal Alpha Pty Ltd
Former Queensland company director sentenced for breaching directors’ duties
ASIC proposes extending its binary options product intervention order