Latest FMA New Zealand News

FMA Releases Update On Outcomes-Focused Regulation
FMA Files Criminal Charges Against David McEwen
Consultation: Proposed reporting, audit and assurance exemptions for schemes in wind-up
FMA issues warning to Evco Pacific Limited and its directors for breaching disclosure requirements
Speech by Craig Stobo to the Institute of Directors and New Zealand Initiative
FMA succeeds in continuous disclosure claims against CBL chief financial officer
Good Governance Key To Adopting AI While Managing Risks
Individual ordered to pay compensation and pecuniary penalty for making false or misleading representations
FMA provides clarity to e-money/payment services providers on licensing requirements
Speech by Samantha Barrass to the Financial Services Council Outlook 2025
FMA seeks clarity from High Court on use of eligible investor certificates in wholesale investment sector
Westpac admits to misleading representations that resulted in $6.35m in overcharges
Individual Pleads Guilty To Insider Trading Charges
FMA Censures Pathfinder For Misleading Representations
FMA cancels auditor’s licence to carry out FMC audits for multiple failures
FMA Launches “regulatory Sandbox” Pilot For 2025
FMA Encouraged By First Climate Statements
Climate-related Disclosures: Insights From Our Reviews
Inaugural Consumer Confidence survey provides valuable insights for FMA and financial services sector
Navigating KiwiSaver Episode 4: KiwiSaver Fees
FMA Publishes Refreshed Audit Quality Monitoring Report
Non-Bank Deposit Taker Sector Roundtable
Navigating KiwiSaver Episode 3: KiwiSaver Contributions
FMA’s Calendar Of Events
Navigating KiwiSaver Episode 2: KiwiSaver Funds
Navigating KiwiSaver Episode 1
Market Cleanliness In New Zealand Equity Market
Financial Institutions making steady progress getting CoFI licences
FMA Publishes 2024 Annual Report
FMA publishes first insights report into Discretionary Investment Management Services sector
Discretionary Investment Management Services – Sector Insights 2024
Samantha Barrass speaks at Financial Services Federation Conference 2024
Winding-up Requirements For Registered Schemes
Speech by FMA Chief Executive Samantha Barrass at Institute of Financial Professionals New Zealand Conference 2024
Commercial Real Estate and the Managed Funds Industry Research
FMA publishes research on commercial real estate and the KiwiSaver industry
FMA files proceedings against ASB for alleged fair dealing breaches
AA Insurance to pay $6.175 million penalty for misleading customers
FMA appoints Kari Jones as Executive Director Transformation and Operational Delivery
Global trends in wealth management and impacts on New Zealand
AML/CFT wire transfers fact sheet and wire transfer guidance for new regulations
FMA files civil proceedings against QEX Logistics Limited and its director, Jingjie Xue
KiwiSaver passes milestone of $100 billion of funds under management
Speech by Liam Mason at Responsible Investment Association of Australasia (RIAA) Conference Aotearoa NZ 2024
FMA files criminal proceedings against individual for alleged insider trading
Consultation: Regulatory returns for financial institution licensees
FMA publishes ethical investing disclosure insights update
Ethical Investing Disclosure Insights