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Latest ASIC News | Page 24

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC moves against SMSF auditor misconduct 18 September
ASIC notes reporting changes
Australian Competition Tribunal authorises New Energy Tech Consumer Code
Court finds used car financier Rent 2 Own Cars Australia acted illegally
ASIC commences civil penalty proceedings against current and former directors of Linchpin and Endeavour for alleged
NAB superannuation trustee companies to pay $57.5 million penalty for fees for no service breaches
Federal Court Penalty – Plan Service Fees
Court rulings support ASIC’s position on notice compliance and legal privilege
Insider trader sentenced to three years imprisonment for trading in Big Un Ltd shares
Reviews of Judicial Impartiality and Legislative Framework for Corporations and Financial Services Regulation
AAT sets aside disqualification of SMSF auditor
AMP “Fee for No Service” rip off could see half a million shareholders claim losses over massive share price fall
Extended insolvency protections a relief for small businesses
ASIC commences civil penalty proceedings against Dixon Advisory for alleged conflicts
ASIC bans former National Representative of BitConnect cryptocurrency investment scheme from providing financial
ASIC obtains interim injunctions against James Mawhinney and appointment of provisional liquidators to Mayfair
Finance broker charged with making false statements to ASIC 2 September
Former Perth finance broker charged with fraud and forgery
ASIC’s Corporate Plan 2020-24
Continental Coal directors and company secretary charged with breaches of directors’ duties and making false
Former financial adviser Brett Gordon charged with fraud
Corporate finance director pleads guilty to conspiring to manipulate market
ASIC provides relief for companies planning an initial public offering
Industry urges Crossbench Senators to reject Labor’s attempts to remove regulation of litigation funders
ASIC grants industry-wide relief to help members of frozen funds make hardship withdrawals
Royal Commission witness and former financial adviser Sam Henderson pleads guilty to dishonesty and defective
ASIC issues guidance for Government’s enhanced regulatory sandbox
ASIC bans Adelaide adviser for five years
ASIC update on compensation for financial advice related misconduct 24 August
ASIC manages transition to new regulatory regime for litigation funding schemes
ASIC commences proceedings against RI Advice Group Pty Ltd for alleged failure to have adequate cyber security
Westpac acknowledges proceedings commenced by ASIC
Non-compliance publication notice Big Li Ceiling Pty Ltd
ASIC commences civil penalty proceedings against StatePlus Super for charging fees for no service
ASIC commences civil penalty proceedings against BT Funds Management and Asgard Capital Management for charging
ASIC acts against SMSF auditors who no longer have practical experience
AFCA makes submission to ASIC’s product intervention power on add-on motor vehicle financial risk products
ASIC obtains interim injunctions against Larry Dawson and PW Kitt Co Pty Ltd
ASIC warns Indigenous consumers about scams
ASIC winds up illegal unregistered managed investment scheme and Askk Investment Group Pty Ltd
ASIC publishes expectations of retail lenders when loan repayment deferrals end
ASIC commences action against GoGetta Equipment Funding Pty Ltd for unlicensed consumer leasing
ASIC permanently bans Brisbane finance broker and cancels credit licence
Life insurers’ push for law change a dangerous Trojan horse
ASIC cancels AFS licence of Global Merces Funds Management Limited
Superannuation trustees compensate members wrongly classified as ‘smokers’
ASIC’s role in ensuring confidence is maintained in the financial system
AFCA makes submission to ASIC’s product intervention powers consultation

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