Latest

Latest ASIC News | Page 3

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC disqualifies Victorian property development director Kylie Campbell for 5 years
ASIC secures record $350 million in civil penalties and $583 million back to Australians in second half of 2025
Misconduct reports to ASIC highlight spike in corporate governance issues
ASIC Cancels AFS Licence Of Red Panda Future Wealth Pty Ltd
Release Of Guidance For Australian Clearing And Settlement Facility Resolution Regime
Fundhost Pays Infringement Notice For Making Misleading Representations About Polen Capital Global Growth Fund
ASIC Commences New Review Of Advice Licensees That Use Lead Generation Services
ASIC cancels AFS licence of Superfast AM Pty Ltd
Australian Prime Minister Press conference – Osborne, SA
ASIC cancels AFS licence of Pulse Markets for serious and sustained breaches of duties
Charge against NSW director dismissed
ASIC imposes licence conditions on Corpay subsidiary following compliance failures
SEC Chair and Nobel prize-winning economist to headline ASIC innovation symposium
ASIC bans former MWL Financial Services adviser Neil McPherson for 4 years
Former director of NDIS provider charged with dishonesty offences
Consulting on enhancing oversight and governance of Managed Investment Schemes
ASIC action sees FIIG Securities ordered to pay $2.5 million over cyber security failures
ASIC cancels AFS and AC licences of Centre Capital Securities for failure to pay industry funding levies
ASIC takes further steps to support Australians impacted by First Guardian and Shield collapse
ASIC permanently bans former NSW financial adviser David Valvo
ASIC permanently bans Patrick Nong from the financial services industry
Director of Warwick Gold and Impact Gold disqualified from managing corporations for four years
Petra Capital fined for regulatory data reporting failures
ASIC urges super trustees to step up and address serious gaps in anti-scam and fraud protections
Melbourne man charged over allegedly giving Nazi salute to schoolchildren at Melbourne Airport
Stable Connect and Kaplan Professional partner to raise education and compliance standards in horse racing syndicates
ABA congratulates Sarah Court on appointment as ASIC Chair
Appointment Of New ASIC Chair
New ASIC Chair
ASIC flags $40 million in refunds after review of risky financial products
Director of WA tiling business charged with making false statement
Federal Court orders Australian Unity Funds Management to pay $7 million penalty for failing to confirm product suitability for investors
ASIC acts against 28 SMSF auditors, flags increased scrutiny on in-house audit breaches
Brendan Gunn pleads guilty to dealing with money reasonably suspected of being proceeds of crime
BPS Financial to pay $14 million in penalties over crypto Qoin Wallet
Fund manager sentenced to 6 years’ jail in $3 million Platinum Asset Management insider trading case
Former United Global Capital financial adviser Milutin Petrovic’s ban varied to three years
Former financial advisor Anthony Torre sentenced to six years imprisonment for fraud and stealing
ASIC secures nearly $40 million in refunds to investors and drives change after CFD sector falls short
Former ASIC Commissioner Sean Hughes appointed Chair ofthe Banking Code Compliance Committee
Richard Ernest Auricht’s liquidator registration cancellation overturned on appeal, substituted with five-year suspension
Directors of collapsed agri-businesses linked to corruption scandal disqualified for maximum 5-year period
How good are Australians at spotting an AI-powered deepfake scam?
ASIC suspends Australian credit licence of Transitional Funding Pty Ltd
APRA imposes additional licence conditions on Diversa Trustees Limited
ASIC sues BDO Audit and its director Dean Just alleging materially false or misleading audit reports
Pump and dump scammers put regulators on high alert
Market riggers sentenced in ASX ‘pump and dump’ case

© 2026 - The National Tribune Australia