Latest ASIC News | Page 4

Court decision on ANZ and ASIC settlement regarding Australian Markets and Retail matters
Federal Court orders $250 million combined penalties against ANZ
Federal Court orders $925,000 in penalties against RM Capital and SMSF Club for conflicted remuneration breaches
ASIC bans former MWL financial services adviser and former UGC Head of Advice Louis Van Coppenhagen for 7 years
Macquarie Securities admits to misleading conduct and agrees to pay $35 million for systemic failures
Action Against Netwealth Welcomed
NGS blockchain mining companies and unregistered scheme wound up, found operating without a licence
CADB cancels registration of Sydney auditor for breaching duties across 10 ASX-listed audits
ASIC cancels AFS licence of Rynco Pty Ltd
APRA imposes additional licence conditions on Equity Trustees Superannuation Limited
ANZ 2025 Annual General Meeting – Chairman’s Address
ANZ 2025 Annual General Meeting – Chief Executive Officer’s Address
APRA accepts court enforceable undertaking from Netwealth
Netwealth admits to First Guardian failures and agrees to compensate affected members $100 million
Federal Court appoints receivers over the assets of Gregory Raymond Cotton and First Mutual Private Equity Pty Ltd
ASIC bans Sydney mortgage broker for ten years and cancels her Australian credit licence
ASIC renews guidance on managing conflicts of interest in financial services
ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
Victorian man sentenced in market manipulation case
Business lender and loan introducer together penalised $515,000 over credit law breaches
Former CEO of Bruck Textile Technologies has conviction overturned following appeal
ASIC suspends AFS licence of MW Planning Pty Ltd following failure to replace responsible manager
ASIC issues over $2.2million in infringement notices to 12 large proprietary companies for alleged failure to lodge financial reports
ASIC issues over $2.2 million in infringement notices to 12 large proprietary companies for alleged failure to lodge financial reports
ASIC issues DDO stop order against FXCM for TMD deficiencies
ASIC calls on Australian companies to adopt better practices to protect whistleblowers
Many super funds are still failing retirees, even as millions prepare to stop work
Address At Manning Clark House, Canberra
ASIC review of stamp duty a missed opportunity
Sensible changes considered to the treatment of stamp duty disclosure for superannuation
ASIC suspends AFS licence of Focused Financial Advice following failure to replace key person
ASIC calls for feedback on stamp duty and portfolio holdings disclosure requirements for super funds
ASIC takes contempt action against David McWilliams and Laura Fullarton over alleged freezing order breaches
The retirement blind spot: Is the super system failing vulnerable members?
Banned SMSF Auditor charged with continuing to act whilst disqualified and falsifying documents
Super trustees urged to accelerate progress on retirement support for members
Defence systems manufacturer Electro Optic Systems Holdings admits to breaching continuous disclosure requirements
ASIC sues former Electro Optic Systems Holdings director and CEO Ben Greene for breach of director’s duties
A backlash against AI imagery in ads may have begun as brands promote ‘human-made’
Cbus ordered to pay $23.5 million penalty for serious failures in processing members death benefits and insurance claims
ASIC imposes additional conditions on Learn To Trade to address compliance failures
ASIC issues DDO stop order against City Finance Lending Pty Ltd
Former director of private lending companies permanently banned over fraud conviction
ASIC cancels AFS licence of Ivy League Capital
Sheffield Insurance directors convicted and fined over a five-year financial reporting failure
Property Council welcomes 21,000 new social and affordable homes through HAFF Round 3
QLD Shadow Director Charged With $8m Debt Factoring Fraud Involving Bunnings Warehouse
ASIC Suspends AFSL Of Centurion Capital Limited