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Latest ASIC News | Page 5

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC calls on super trustees to appropriately deal with member money when it is first received
Accountant charged with falsifying signatures on audit documents
General insurers to repay consumers $815 million for broken pricing promises
ASIC Annual Forum moves to Melbourne, registrations open
ASIC disqualifies NSW director for three and a half years
ASIC disqualifies Victorian director for two years
Morrison Securities Pty Ltd ACN 001 430 342 pays $333,000 infringement notice
ASIC accepts court enforceable undertaking from Brisbane financial adviser
Update on Westpac’s sale of BT Platforms
ASIC obtains travel restraint orders against Kristofer Ridgway
ASIC cancels AFS licence of APBG Capital Pty Ltd
Former CFO of Big Un Limited charged with insider trading
ASIC invites Australian entities to assess their cyber resilience
ASIC grants relief to insurers from certain transaction confirmation requirements
Former credit broker permanently banned following fraud convictions
ASIC bans director from providing financial services for eight years
APRA and ASIC release notes on Superannuation CEO Roundtable – May 2023
Former BBY Head of Operations sentenced
Federal Court winds up MKS Property and restrains director
ASIC consults on remaking ‘sunsetting’ class orders on unit pricing discretions for managed investment schemes
Ashley Arandez charged with dishonest conduct and dealing with proceeds of crime
ASIC bans two Queensland property investment directors
ASIC bans financial adviser for five years, stay application refused
ASIC cancels registration of a further 29 SMSF auditors
ASIC highlights focus areas for 30 June 2023 reporting
Gold Coast property developer charged with fraud
ASIC suspends AFS licence of Lantern RE Ltd
Director duties charge proved and dismissed against former Victorian director
ASIC acknowledges ASX’s release of the CHESS Special Report and Audit Report
ePayments Code subscribers to comply with updated Code from today
Former Berndale directors charged over dishonest conduct, misuse of company funds
ASIC issued interim stop order on Humm following buy now pay later review
ASIC issues first DDO stop order for failure to take reasonable steps in CFD distribution
ASIC halts offer of Spaceship Super and Spaceship Voyager Funds
Layaway penalised $375,000 for providing high-cost credit and unlicensed credit activity
ASIC disqualifies Victorian director for three years
ASIC disqualifies property development director for five years
Former listed company director charged with failing to disclose interests and providing false information to ASX
Former managing director Holly Grofski convicted of criminal charges
ASIC cancels AFS licence of Centurion Custodian Funds Management Ltd, stay application refused
ASIC suspends AFS licence of Huntley Management Limited
Former Continental Coal director Ashley Paul D’Sylva sentenced
ASIC bans former fund manager for naked short selling
Linda Marissen charged with assisting Chris Marco’s alleged fraud
Court penalises AMP $24 million for charging deceased customers
MLC Life Insurance penalised $10 million for misleading customers and failing to provide benefits
Saxo Capital Markets amends TMDs following ASIC stop orders
WEED Australia Ltd is Proud to Announce the Appointment of Ms. Amanda Brunskill-Scott and Mrs. Nicole Breen as Members of our Board of Directors

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