Latest

Latest ASIC News | Page 5

  • Latest ASIC news stories and updates. What is happening today? All recent ASIC news and developments. Live coverage and timeline of ASIC. All you need to know about ASIC.
ASIC permanently bans Patrick Nong from the financial services industry
Director of Warwick Gold and Impact Gold disqualified from managing corporations for four years
Petra Capital fined for regulatory data reporting failures
ASIC urges super trustees to step up and address serious gaps in anti-scam and fraud protections
Melbourne man charged over allegedly giving Nazi salute to schoolchildren at Melbourne Airport
Stable Connect and Kaplan Professional partner to raise education and compliance standards in horse racing syndicates
ABA congratulates Sarah Court on appointment as ASIC Chair
Appointment Of New ASIC Chair
New ASIC Chair
ASIC flags $40 million in refunds after review of risky financial products
Director of WA tiling business charged with making false statement
Federal Court orders Australian Unity Funds Management to pay $7 million penalty for failing to confirm product suitability for investors
ASIC acts against 28 SMSF auditors, flags increased scrutiny on in-house audit breaches
Brendan Gunn pleads guilty to dealing with money reasonably suspected of being proceeds of crime
BPS Financial to pay $14 million in penalties over crypto Qoin Wallet
Fund manager sentenced to 6 years’ jail in $3 million Platinum Asset Management insider trading case
Former United Global Capital financial adviser Milutin Petrovic’s ban varied to three years
Former financial advisor Anthony Torre sentenced to six years imprisonment for fraud and stealing
ASIC secures nearly $40 million in refunds to investors and drives change after CFD sector falls short
Former ASIC Commissioner Sean Hughes appointed Chair ofthe Banking Code Compliance Committee
Richard Ernest Auricht’s liquidator registration cancellation overturned on appeal, substituted with five-year suspension
Directors of collapsed agri-businesses linked to corruption scandal disqualified for maximum 5-year period
How good are Australians at spotting an AI-powered deepfake scam?
ASIC suspends Australian credit licence of Transitional Funding Pty Ltd
APRA imposes additional licence conditions on Diversa Trustees Limited
ASIC sues BDO Audit and its director Dean Just alleging materially false or misleading audit reports
Pump and dump scammers put regulators on high alert
Market riggers sentenced in ASX ‘pump and dump’ case
Court decision on ANZ and ASIC settlement regarding Australian Markets and Retail matters
Federal Court orders $250 million combined penalties against ANZ
Federal Court orders $925,000 in penalties against RM Capital and SMSF Club for conflicted remuneration breaches
ASIC bans former MWL financial services adviser and former UGC Head of Advice Louis Van Coppenhagen for 7 years
Macquarie Securities admits to misleading conduct and agrees to pay $35 million for systemic failures
Action Against Netwealth Welcomed
NGS blockchain mining companies and unregistered scheme wound up, found operating without a licence
CADB cancels registration of Sydney auditor for breaching duties across 10 ASX-listed audits
ASIC cancels AFS licence of Rynco Pty Ltd
APRA imposes additional licence conditions on Equity Trustees Superannuation Limited
ANZ 2025 Annual General Meeting – Chairman’s Address
ANZ 2025 Annual General Meeting – Chief Executive Officer’s Address
APRA accepts court enforceable undertaking from Netwealth
Netwealth admits to First Guardian failures and agrees to compensate affected members $100 million
Federal Court appoints receivers over the assets of Gregory Raymond Cotton and First Mutual Private Equity Pty Ltd
ASIC bans Sydney mortgage broker for ten years and cancels her Australian credit licence
ASIC renews guidance on managing conflicts of interest in financial services
ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
Victorian man sentenced in market manipulation case
Business lender and loan introducer together penalised $515,000 over credit law breaches

© 2026 - The National Tribune Australia