Latest Australian Securities and Investments Commission News | Page 22

ASIC disqualifies property development director for five years
Former listed company director charged with failing to disclose interests and providing false information to ASX
Former managing director Holly Grofski convicted of criminal charges
ASIC cancels AFS licence of Centurion Custodian Funds Management Ltd, stay application refused
ASIC suspends AFS licence of Huntley Management Limited
Former Continental Coal director Ashley Paul D’Sylva sentenced
ASIC bans former fund manager for naked short selling
Linda Marissen charged with assisting Chris Marco’s alleged fraud
Court penalises AMP $24 million for charging deceased customers
MLC Life Insurance penalised $10 million for misleading customers and failing to provide benefits
Saxo Capital Markets amends TMDs following ASIC stop orders
Global business leader Greg Medcraft awarded honorary doctorate
ASIC sues Money3 Loans for responsible lending breaches
Former Australian Mines managing director fined $70,000, disqualified for two years
Vaughan Bowen indicted on insider trading charges
ASIC sues HCF Life for alleged unfair and misleading contract terms in insurance
ASIC sharpens focus on credit and debt management
Update on ASIC’s recent greenwashing actions
ASIC cancels AFS licence of Capital Investment Partners Pty Ltd
ASIC cancels AFS licence of DGR Bloodstock Services Pty Ltd
Former Courtenay House contractor sentenced
ASIC updates the implementation timeframe for the internal dispute resolution data reporting framework
Gabriel Govinda sentenced to two and a half years imprisonment and fined for market manipulation and finfluencer conduct
ASIC calls on investment product issuers to ‘lift their game’ on design and distribution obligations
Ord Minnett Limited Ltd ACN 002 733 048 pays $888,000 infringement notice
ASIC disqualifies restaurants director
ASIC disqualifies Queensland director for three years
ASIC disqualifies restaurants
ASIC disqualifies Victorian director for three years
ASIC issues infringement notice to superannuation fund promoter for greenwashing
ASIC suspends AFS licence of Mutual Care Pty Ltd
Skynet Financial Services financial adviser permanently banned from providing financial services
ASIC cancels AFS licence of Assurance Cover Australia Pty Ltd
ASIC releases updated guidance for licensees on reportable situations
Former Queensland financial adviser Brett Gordon sentenced to six years imprisonment
Michael Dunjey’s Ascent Investment and Coaching Pty Ltd ordered into liquidation
Roadships companies and director found not guilty of criminal offences
Former Melbourne director sentenced to six months imprisonment for fraud
ASIC calls for improved approaches to scams as major bank customers report over $550 million in scam losses
Cairns pawnbroker and banned employee charged with unlicenced credit
ASIC bans Gold Coast director for eight years for promoting illegal early release of super
Former Gold Coast property scheme promoter Anthony Silver sentenced to eight and a half years imprisonment
Atomos Limited derecognises trade receivables and deferred revenue
Permanent injunctions ordered against social media finfluencer Tyson Scholz
Former financial adviser Kristofer Ridgway permanently banned
ASIC continues to act against SMSF auditors
Super trustees told to focus more on their members in communications about performance test failure
CVC Limited makes changes to TMD following ASIC stop order