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Latest Australian Securities and Investments Commission News | Page 31

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC civil penalty proceeding relating to charging of credit card cash advance fees in some circumstances
ASIC sues ANZ for overstating account balances and charging fees
Indigenous super group to lobby government on recognition of kinship structures
ASIC acts against SMSF auditors who failed to lodge annual statements
ASIC cancels AFS licence of Metal Alpha Pty Ltd
Former Queensland company director sentenced for breaching directors’ duties
ASIC proposes extending its binary options product intervention order
ASIC cancels AFS licence of Quattro Capital Group and bans director
Queensland director disqualified from managing corporations for three years and six months
ASIC disqualifies former Victorian director for breaching directors’ duties
Former Chair, CEO and CFO of Bruck Textile Technologies charged with preventing recovery of employee entitlements
ASIC bans financial adviser for five years
NSW director has charges dismissed for making false statements to ASIC
Federal Court finds timeshare company Ultiqa failed consumers with multiple breaches of financial services laws
Former NSW financial adviser sentenced to three-year intensive correctional order for dishonesty offences
Former financial advisor Ashley Grant Howard charged with 17 offences
ASIC disqualifies Queensland building and construction industry director for three years
Tasmanian director disqualified from managing corporations for five years after engaging
ASIC commences proceedings against Australian Mines and its managing director Benjamin Bell
Former Rent 2 Own Cars directors to pay $228,000 penalty for their involvement in misleading consumers
Court finds RI Advice failed to adequately manage cybersecurity risks
Builder disqualified and fined for giving false information
Lightspeed Finance and director to pay $220,000 for failure to give effect to an AFCA determination
Dr Roger Munro sentenced to four and half years jail for fraud following ASIC investigation
David Murphy charged with dishonest conduct
Infringement notices issued to Maritime Super for member fee statements
ASIC disqualifies former Steller Group director James O’Donahue
ASIC disqualifies former Steller Group director Simon Pitard
Westpac penalised $113 million after multiple ASIC legal actions
ASIC disqualifies former West Australian construction and trade industry director for four and half years
ASIC suspends AFS licence of Dixon Advisory
ASIC extends relief from certain dollar disclosures in PDSs for litigation funding schemes
Former mortgage broker sentenced for making false statement to ASIC
ASIC obtains interim travel restraint orders against Mark Francis McCabe
ASIC sues Rent4Keeps and Layaway Depot for alleged breaches of Credit Act
ASIC sues Rent4Keeps and Layaway Depot for alleged beaches of Credit Act
Queensland director found not guilty of making false statement to ASIC
Former auditor of Big Un Limited charged with making false or misleading statement
Westpac subsidiary BT Funds Management penalised $20 million for incorrectly charging commissions for insurance
Third Capital Mining director charged with dishonesty offences
Cryptocurrency lender charged for false Australian credit licence claims
Westpac to pay $1.5 million penalty for mis-selling consumer credit insurance
ASIC to allow Covid temporary relief for financial advice to automatically repeal 15 April 2022
ASIC’s CFD product intervention order extended for five years
Superannuation trustees strengthen governance practices following ASIC surveillance of investment switching
ASIC bans Victoria-based credit representative for six years
Dominique Grubisa receives four-year ban
Macquarie notes ASIC Federal Court proceedings

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