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Latest Australian Securities and Investments Commission News | Page 32

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC disqualifies New South Wales recruitment director for five years
ASIC disqualifies former Strategic Alliance group director for three years
Former CEO Akhilesh Kamkolkar charged with five criminal offences
Spaceship Capital director and responsible manager banned for two years
Gabriel Govinda pleads guilty to market manipulation
ASIC sues Sunshine Loans for charging prohibited fees
ASIC cancels AFS licence of Epic Property Investments Ltd
ASIC releases draft Cost Recovery Implementation Statement 2021-22
ASIC succeeds in application to appoint provisional liquidators to Ascent Investment and Coaching Pty Ltd
ASIC announces financial reporting changes for AFS licensees
Limebrook Corporation charged for breaching financial reporting and company officer obligations
Former Victorian catering company director charged with breaching directors’ duties
ASIC releases updated ePayments Code
ASIC highlights focus areas for 30 June 2022 reporting
APRA and ASIC release new FAQs on implementation of retirement income covenant
Former CEO of van Eyk Research pleads guilty to breaching directors’ duties
ASIC civil penalty proceeding relating to charging of credit card cash advance fees in some circumstances
ASIC sues ANZ for overstating account balances and charging fees
Indigenous super group to lobby government on recognition of kinship structures
ASIC acts against SMSF auditors who failed to lodge annual statements
ASIC cancels AFS licence of Metal Alpha Pty Ltd
Former Queensland company director sentenced for breaching directors’ duties
ASIC proposes extending its binary options product intervention order
ASIC cancels AFS licence of Quattro Capital Group and bans director
Queensland director disqualified from managing corporations for three years and six months
ASIC disqualifies former Victorian director for breaching directors’ duties
Former Chair, CEO and CFO of Bruck Textile Technologies charged with preventing recovery of employee entitlements
ASIC bans financial adviser for five years
NSW director has charges dismissed for making false statements to ASIC
Federal Court finds timeshare company Ultiqa failed consumers with multiple breaches of financial services laws
Former NSW financial adviser sentenced to three-year intensive correctional order for dishonesty offences
Former financial advisor Ashley Grant Howard charged with 17 offences
ASIC disqualifies Queensland building and construction industry director for three years
Tasmanian director disqualified from managing corporations for five years after engaging
ASIC commences proceedings against Australian Mines and its managing director Benjamin Bell
Former Rent 2 Own Cars directors to pay $228,000 penalty for their involvement in misleading consumers
Court finds RI Advice failed to adequately manage cybersecurity risks
Builder disqualified and fined for giving false information
Lightspeed Finance and director to pay $220,000 for failure to give effect to an AFCA determination
Dr Roger Munro sentenced to four and half years jail for fraud following ASIC investigation
David Murphy charged with dishonest conduct
Infringement notices issued to Maritime Super for member fee statements
ASIC disqualifies former Steller Group director James O’Donahue
ASIC disqualifies former Steller Group director Simon Pitard
Westpac penalised $113 million after multiple ASIC legal actions
ASIC disqualifies former West Australian construction and trade industry director for four and half years
ASIC suspends AFS licence of Dixon Advisory
ASIC extends relief from certain dollar disclosures in PDSs for litigation funding schemes

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