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Latest Australian Securities and Investments Commission News | Page 41

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC acts against SMSF auditors who no longer have practical experience
ASIC obtains interim injunctions against Larry Dawson and PW Kitt Co Pty Ltd
ASIC warns Indigenous consumers about scams
ASIC winds up illegal unregistered managed investment scheme and Askk Investment Group Pty Ltd
ASIC publishes expectations of retail lenders when loan repayment deferrals end
ASIC commences action against GoGetta Equipment Funding Pty Ltd for unlicensed consumer leasing
ASIC permanently bans Brisbane finance broker and cancels credit licence
TWU calls for change of direction at ata
ASIC cancels AFS licence of Global Merces Funds Management Limited
Superannuation trustees compensate members wrongly classified as ‘smokers’
ASIC’s role in ensuring confidence is maintained in the financial system
ASIC consults on proposed product intervention order for sale of add-on motor vehicle financial risk products
Pershing sentenced for breaching client money obligations
Former financial adviser sentenced to six years’ imprisonment for dishonest conduct
APRA & ASIC to appear before House Economics Committee
Former director charged with fraud
Court finds former Tennis Australia director Harold Mitchell breached his duties
NSW director charged with making false statement to ASIC
ASIC review of 31 December 2019 financial reports
Former chair of G8 Education Limited committed to stand trial
AFCA welcomes updated guidance on IDR procedures
ASIC releases final updated guidance on complaints handling
ASIC consults on remaking class order on notification requirements for unlicensed carried over instrument lenders
ASIC bans Hobart adviser for five years
ASIC takes action to wind up illegal investment scheme MyWealth Manager
ASIC releases minor updates to RG 97
ASIC will not appeal Federal Court decision on Westpac’s ‘responsible lending’ obligations
Organised crime investigation charges 12 over complex fraud
ASIC suspends AFS licence of Union Standard International Group
Clive Palmer charged over breaches of directors’ duties and fraud
Federal Court upholds ASIC’s appeal on Robert Hutchison
ASIC sues Forex Capital Trading Pty Ltd for unconscionable conduct and conflicted remuneration
Former Sydney liquidator charged with dishonesty offences
ASIC consults on second product intervention order to stop continuing consumer harm
ASIC issues no-action position to allow right-of-use lease assets to count
Focuses for financial reporting under COVID-19 conditions
Credit Suisse pays $75,000 infringement notice
AMP boss De Ferrari should avoid class actions by obeying law, not whining to Parliament
Societe Generale Securities Australia Pty Ltd pleads guilty to client money offences
Darwin accountant receives jail sentence for failing to attend ASIC examination
ASIC cancels AFS licence of MyPlanner Professional Services
Former director banned for engaging in illegal phoenix activity
Merger process enters final stages
ASIC bans former Forex Capital Trading Pty Ltd employee from providing financial services
ASIC permanently bans Melbourne former responsible manager from providing financial services
ASIC’s responsible lending appeal dismissed by Full Federal Court
ASIC approves temporary COVID-19 changes to Banking Code
Building regulator’s top 10 preparation tips for new home constructions

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