Latest

Latest Australian Securities and Investments Commission News | Page 42

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC enforcement update July to December 2019
ASIC obtains orders to wind up two financial services companies
ASIC supports increased transparency in capital raisings
MyPlanner Professional Services’ AFS licence suspension on hold pending AAT review
ASIC notes financial reporting changes
ASIC moves against SMSF auditor misconduct 22 April
APRA and ASIC publish latest data on life insurance claims and disputes
ASIC reports on corporate finance regulation – July to December 2019
Federal Court restrains Mayfair Platinum and Mayfair 101 from promoting debenture products and using prohibited
ASIC commences proceedings against Youi Pty Ltd for alleged breaches of duty of utmost good faith
Betting over S&P/ASX 200 index highlights failures in controls
Reforms protecting consumers from predatory lenders
Federal Court upholds ASIC’s product intervention order on short term credit
ASIC updates guidance on internal market making
AAT revokes stay of banning order against Simon Poidevin
Details of changes to ASIC regulatory work and priorities in light of COVID-19
ASIC grants relief to industry to provide affordable and timely financial advice during COVID-19 pandemic
Concerns ASIC action could disrupt REVITALISATION of Dunk Island
ASIC to provide additional time for unlisted entity financial reports
Investment scammer targeting regional West Aussies
ASIC obtains orders to wind up three financial services companies
ASIC obtains orders to wind up 3 financial services companies
ASIC permanently bans financial adviser and disqualifies company director
Mayfair 101 defends compliance of its financial products
ASIC commences proceedings against Mayfair 101 and Mayfair Platinum for misleading or deceptive
Charterhill director George Nowak sentenced to ten years’ imprisonment for deception
ASIC reinforces ACTU’s calls to stop unsolicited financial advice for tenants
ASIC cancels AFS licences of FS Securities, Your Super Life and ACN 140 520 225
Court winds up Merlin Diamonds Limited
ASIC provides information on funeral expenses reform
Facilitating capital raisings during COVID-19 period
Federal Court confirms Storm Financial directors breached duties
Former NSW South Coast financial advisor sentenced for dishonestly obtaining client funds
ASIC bans Western Australian adviser for four years
Former director disqualified after transferring business and leaving insufficient assets to
ASIC recalibrates its regulatory priorities to focus on COVID-19 challenges
ASIC suspends AFS licence of Longhou Capital Markets Pty Ltd
Guidelines for meeting upcoming AGM and financial reporting requirements
Societe Generale Securities Australia Pty Ltd charged with breaching client money obligations
Colonial First State Investments Limited (CFSIL) receives statement of claim from ASIC
AMP Life and AMP Capital pay penalties in relation to trade reporting rules
ASIC commenced proceedings against Colonial First State over dealings with MySuper accounts
Commonwealth Bank acknowledges proceedings commenced by ASIC
ASIC commences proceedings against CBA over AgriAdvantage Plus Package – Royal Commission case study
ASIC commences proceedings against CBA over credit services provided to problem gambler – Royal
ASIC takes steps to ensure equity market resiliency
Citation Resources director and OKAP Ventures company secretary charged with stealing and forgery
High Court of Australia rules in favour of ASIC in finding Group CEO was an ‘officer’ of subsidiary

© 2026 - The National Tribune Australia