In our latest series, Inside the FMA, Manager Investigations, Sinéad Lloyd and Head of Evidence and Investigations Rachael Manttan discuss:
- what constitutes a fair dealing breach under the Financial Markets Conduct Act
- how poor systems and controls can lead to long-term consumer harm
- the importance of self-reporting and proactive product reviews, and
- expectations under the Conduct of Financial Institutions (CoFI) regime
This episode offers valuable insights for teams across the financial services industry.
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