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Latest Australian Securities and Investments Commission News | Page 10

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC proposes to remake deposit product disclosure relief instrument
ASIC releases estimated industry funding levies for 2024-25
Scam Alert: Scammers impersonating ASIC websites
Consumer alert – ASIC warns about pushy sales tactics urging people to make quick superannuation switches
Former wealth manager sentenced to 12 months imprisonment for breaching Court orders
ASIC cancels AFS licences of two Australian financial services providers for failure to pay industry funding levies
ASIC secures travel restraint and asset freezing orders in connection with its investigation into First Guardian
ASIC cancels Australian financial services licence of Ballast Financial Management Pty Ltd
ASIC sues Delta Power & Energy (Vales Point) Pty Ltd for alleged futures market and financial benchmark manipulation
ASIC sues CashnGo alleging unconscionable debt recovery practices
ASIC issues updated guidance for managed investment schemes
ASIC seeks orders compelling large proprietary companies in the GFG Alliance Group to lodge outstanding financial reports
ASIC gives further relief for licensees under the reportable situations regime
Brite Advisors auditor admits failures and surrenders registration
ASIC report suggests small business restructurings are keeping struggling companies afloat
ASIC secures $12,000 fine from Cairns pawnbroker who preyed on vulnerable consumers
Registration of the auditor of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
Auditor registration of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
ASIC appoints expert panel for ASX Inquiry
ASIC invites feedback on options for regulation of employee redundancy funds
ASIC warns industry and consumers of share sale fraud
Federal Court dismisses application by former auditor of LM Managed Performance Fund
ASIC Chair Joe Longo spoke to Business News Senior Editor Mark Pownall at the Business News Success and Leadership event
ASIC issues Equity Trustees infringement notices for misleading investment statements
ASIC takes steps to appoint receivers to Australian Fiduciaries Ltd as investigation continues
ASIC launches Inquiry into ASX
Small businesses are an innovation powerhouse. For many, it’s still too hard to raise the funds they need
ASIC cancels AFS licence of Financial Services Group Australia and permanently bans its responsible manager
ASIC refuses Bakken Holdings Pty Ltd’s Australian credit licence application to provide debt management services
ASIC bans former financial adviser Glenda Rogan for 10 years
ASIC cracks down on unlawful finfluencers in global push against misconduct
ASIC Symposium panel: Private markets, where to now?
ASIC’s refreshed website is coming soon
ASIC sues Australian Unity Funds Management for failing to confirm product suitability for investors
ASIC secures guilty pleas in Telegram ‘pump and dump’ action
Former BBY Chief Executive Officer charged with aiding, abetting, counselling or procuring BBY’s dishonest conduct in communications with ASX Ltd
ASIC clears path for faster IPOs
ASIC grants limited no-action position for deficient advice fee written consents
Full Federal Court finds Auto & General did not include an unfair contract term in its insurance contracts
ASIC and APRA provide update on review of life insurance premium practices
ASIC tells home insurers: Fix your oversight of independent experts and improve communication on cash settlements
ASIC Commissioner Simone Constant spoke to Conexus Financial editor-in-chief Aleks Vickovich at Conexus Fiduciary Investors Symposium
ANZ urges customers to be wary of scams following rate changes
The future of Australia’s public and private markets – ASIC shares industry feedback and next steps
ASIC sues RAMS for systemic misconduct in arranging home loans
ASIC renews warning for AFS licensees ahead of deadline for financial advisers
ASIC sues Choosi for allegedly misleading customers through its insurance comparison service
ASIC imposes conditions on the registration of Sydney company auditor

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