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Latest Australian Securities and Investments Commission News | Page 8

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC Permanently Bans Matthew Beresford From Engaging In Financial Services And Credit Activities
ASIC probes debt management and credit repair services
ASIC sues Fortnum Private Wealth for allegedly failing to adequately manage cybersecurity risks
ASIC cancels Australian credit licence of Lendflex Holdings Pty Ltd
Three GFG Alliance Group companies ordered to lodge outstanding annual reports with ASIC
ASIC cancels AFS licence of Next Generation Advice (in liquidation)
ASIC disqualifies NSW construction director for five years
ASIC cancels seven Australian credit licences and suspends one Australian credit licence
ASIC pursues licensees after financial advisers gave advice while unregistered
Remedy Housing officials convicted of dishonesty offences
BBY former Executive Chairman Glenn Rosewall charged over BBY’s dishonest use of $1.95 million client money
Former Berndale director sentenced for dishonest conduct and misuse of company funds
Crushed by costs: Victorian companies collapse at alarming rate
ASIC seeks Court order disqualifying David John Catsoulis from managing corporations
ASIC permanently bans former insurance broker Jason Prasad
Court finds James Mawhinney involved in contraventions by Mayfair 101 Group
ASIC successfully defends Cigno Australia and BSF Solutions’ Full Federal Court appeal
ACBF Funeral Plans penalised further $3.5 million following successful ASIC appeal
Project Acacia: RBA and DFCRC announce chosen industry participants and ASIC provides regulatory relief for tokenised asset settlement research project
Information For SDA Investors
ASIC proposes to remake disclosure relief for offers of foreign securities and interests to Australian investors
ASIC bans MWL financial adviser Matthew Bradley for 8 years
ASIC bans former MWL financial adviser Isaac McQueen for 4 years
ASIC proposes updates to Product Disclosure Statements regulatory guide
ASIC consults on proposals to facilitate digital disclosure
ASIC bans former Crown Wealth Group director Andrew Moore for failing to report fees for no service
ASIC appeals Federal Court findings relating to alleged unfair term used in insurance contracts by HCF Life
ASIC permanently bans financial adviser Barry King
ASIC proposes to remake five financial reporting-related legislative instruments
Proceedings dismissed against current and former TerraCom officers
ASIC releases June 2025 financial adviser exam results
6 simple questions to tell if a ‘finfluencer’ is more flash than cash
Review auditor of the FY18 financial statements of iSignthis Ltd admonished by the Companies Auditors Disciplinary Board
ASIC bans former Lighthouse Partners director Kiriley Roper for fees for no service
ASIC proposes to remake deposit product disclosure relief instrument
ASIC releases estimated industry funding levies for 2024-25
Scam Alert: Scammers impersonating ASIC websites
Consumer alert – ASIC warns about pushy sales tactics urging people to make quick superannuation switches
Former wealth manager sentenced to 12 months imprisonment for breaching Court orders
ASIC cancels AFS licences of two Australian financial services providers for failure to pay industry funding levies
ASIC secures travel restraint and asset freezing orders in connection with its investigation into First Guardian
ASIC cancels Australian financial services licence of Ballast Financial Management Pty Ltd
ASIC sues Delta Power & Energy (Vales Point) Pty Ltd for alleged futures market and financial benchmark manipulation
ASIC sues CashnGo alleging unconscionable debt recovery practices
ASIC issues updated guidance for managed investment schemes
ASIC seeks orders compelling large proprietary companies in the GFG Alliance Group to lodge outstanding financial reports
ASIC gives further relief for licensees under the reportable situations regime
Brite Advisors auditor admits failures and surrenders registration

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