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Latest Australian Securities and Investments Commission News | Page 6

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC takes action against MWL Financial Services, former director Nicholas Maikousis, and Imperial Capital Group Australia over alleged Shield advice failures
ASIC sues Interprac over alleged Shield and First Guardian licensee failures
ASIC sues SQM Research alleging misleading reports related to Shield
ASIC announces 2026 enforcement priorities
ASIC disqualifies NSW hospitality director for five years
ASIC sues suspended WA mineral exploration company AVZ Minerals and directors for disclosure failures
Mansa Group director sentenced to imprisonment for more than four years for forgery and dishonesty offences
ASIC drives car finance providers to improve consumer outcomes
Address to the Australian Charities and Not-for-profits Commission all-staff meeting, Melbourne
ASIC successfully defends special leave application to the High Court by Cigno Australia director Mark Swanepoel and BSF Solutions director Brenton Harrison
HESTA pays ASIC infringement notices alleging misleading statements about carbon emissions
Prime Super pays ASIC infringement notice alleging misleading statements about tobacco investments
ASIC review raises fresh concerns over risks to retirement savings from poor SMSF advice
A roadmap for capital markets to grow our economy
Former CEO of AI marketing company Metigy pleads guilty to misleading investors and dishonestly using his position
ASIC cancels AFS licence of Ricard Securities
Cboe Global Markets Decision
A new era for Australia’s financial reporting standard‑setters
Freezing orders against Gregory Cotton and First Mutual Private Equity continue
Charges against Dean Scook, former officer of Rock Mining Australia Limited, have been discontinued
ASIC cancels Australian credit licence of GS-APAC Pty Ltd
ASIC cancels AFS licence of Arrumar Private for licence failures
Significant Items In Second Half 2025 Results
ASIC highlights financial reporting and audit findings for FY 2024-25 as part of expanded program of work
Perth fraudster Chris Marco sentenced to 14 years imprisonment
ASIC statement – Clime entities
Construction industry director charged with breach of director’s duties and providing false and misleading documents
ASIC bans former Crown Wealth Group director Brendan Rodwell for failing to report fees for no service conduct
ASIC secures interim travel restraint orders against Blockchain Global director Ryan Xu
Updated ASIC guidance supports digital asset innovation and boosts investor protection
ASIC secures interim court orders barring Ferras Merhi from financial services activities
RAMS penalised $20 million for widespread compliance failings regarding home loans
Auditor of United Global Capital and related entities cancelled by Companies Auditors Disciplinary Board
ASIC cancels licence of Wealth Trail Pty Ltd (In Liquidation)
ASIC bans former UGC and MWL financial adviser Jovan Videkanic for 7 years
Queensland director sentenced for making a false or misleading statement to ASIC
Office of the Director of Public Prosecutions (Cth) Annual Report 2024-25
ASIC bans MWL financial adviser and investment committee member Wade Spooner for 8 years
Collection agency company director loses appeal against conviction for obtaining a financial advantage by deception
ASIC permanently bans Noel Northcott from the financial services industry
ASIC Halts offers of TruePillars Investment Trust
Directors Of Perth-based Financial Services Company Charged Over Five-year Failure To Lodge Financial Accounts With ASIC
Federal Court Dismisses ASIC’s Claims Against Former Freedom Insurance Director And Consultant
Two Former Statewide Super Executives Acquitted On Charges Of Dishonesty Offences
Corporate Law Reform Alliance Calls For Action To Support Economic Growth And Productivity
Federal Court Orders Remaining ALAMMC Group Companies Wound Up
Improving Transparency Of True Owners Of Companies
ASIC Sends Clear Message To Super Trustees Amid Glaring Retirement Communications Gaps

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