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Latest Australian Securities and Investments Commission News | Page 6

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC Bans Former Insurance Broker Munther El-Alami For Eight Years
ASIC Accepts Three Court Enforceable Undertakings For Auditor Rotation Failures At Hall Chadwick (NSW)
Victorian Construction Director Disqualified For Five Years Over Insolvent Trading And Unpaid Wages
Nexia Perth Audit Pays Penalty Because Of Alleged Prohibited Non-assurance Services Provided By Firm
Review finds greater uplift needed in quality of super fund financial reports and audits
ASIC cancels the Australian financial services licence of Lief Pty Ltd for failing to hold AFCA membership
Rest pays two infringement notices in relation to insurance failures
ASIC permanently bans former financial adviser Anthony Joseph Del Vecchio
Inaugural UK-Australia Joint Financial Regulatory Forum
Statement on ASIC action against Macquarie for Shield investors
ASIC urges ongoing customer focus following welcome improvements in hardship support
Macquarie admits to Shield contraventions and commits to pay affected members
Simone Hildebrand disqualified from managing corporations and permanently banned from credit activities
ASIC secures travel restraint orders against Global Investment Marketing director Darren Geddes
David Paul Hodgson disqualified for unlicensed financial services and misleading statements
ASIC takes court action alleging RACQ sent half a million misleading insurance renewal comparisons
Financial services company Bell Group Holdings restates 2023 accounts following concerns raised by ASIC
Should the Optus chief quit? These 5 fixes would do far more to stop another 000 failure
ASIC signals opportunity for industry to lift private credit standards
ASIC issues DDO stop order against RELI Capital Mortgage
ASIC Chair Joe Longo not seeking reappointment
ASIC issues DDO stop orders against La Trobe Australian Credit Fund
ASIC issues DDO stop order against La Trobe US Private Credit Fund
APRA releases notes on Superannuation CEO Roundtable – August 2025
ASIC bans NSW solicitor and accountant Christopher Malcolm Edwards for 10 years
ASIC appoints new Chairs and members to the Markets Disciplinary Panel
Melbourne man sentenced in Kidman Resources insider trading case
ANZ has been hit with a record $240 million fine. These lessons should have been learned years ago
ASIC settlement on Australian Markets and Retail matters, agreement with regulators on remediation steps
ANZ admits widespread misconduct and agrees to pay $240 million in penalties
Federal Court extends freezing orders against First Mutual Private Equity and director Gregory Cotton to protect investor funds
Federal Court freezes assets and appoints receivers to related entities of Australian Fiduciaries Limited
Court delivers ruling in Money3 responsible lending case
James Mawhinney handed 15-year injunctions in ASIC proceedings
Chris Marco found guilty of fraud totalling more than $34 million
ASIC accepts cancellation of company auditor registration for independence failures
High Court grants ASIC special leave to appeal Block Earner decision
Full Federal Court dismisses Latitude and Harvey Norman’s appeals
Electrical company fined $300,000 after fatal electrocution
ASIC cancels three Australian credit licences and suspends one Australian credit licence for failing to hold AFCA membership
Charges discontinued against former Bruck Textile Technologies officers
ASIC slashes red tape and calls for further regulatory simplification proposals
Societe Generale Securities Australia fined $3.88 million for market gatekeeper failures
Sydney gym director convicted of making false statement to ASIC
ASIC permanently bans Brett Trevillian from providing financial services
Open4Sale Global directors fined $2.8 million for fundraising breaches
ASIC bans former United Global Capital (in Liquidation) financial adviser Milutin Petrovic for 6 years
ASIC takes further action against Ferras Merhi over First Guardian and Shield superannuation advice

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