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Latest Australian Securities and Investments Commission News | Page 4

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC obtains travel restraint orders against Kristofer Ridgway
ASIC cancels AFS licence of APBG Capital Pty Ltd
Former CFO of Big Un Limited charged with insider trading
ASIC invites Australian entities to assess their cyber resilience
ASIC grants relief to insurers from certain transaction confirmation requirements
Former credit broker permanently banned following fraud convictions
ASIC bans director from providing financial services for eight years
APRA and ASIC release notes on Superannuation CEO Roundtable – May 2023
Former BBY Head of Operations sentenced
Federal Court winds up MKS Property and restrains director
ASIC consults on remaking ‘sunsetting’ class orders on unit pricing discretions for managed investment schemes
Ashley Arandez charged with dishonest conduct and dealing with proceeds of crime
ASIC bans two Queensland property investment directors
ASIC bans financial adviser for five years, stay application refused
ASIC cancels registration of a further 29 SMSF auditors
ASIC highlights focus areas for 30 June 2023 reporting
Gold Coast property developer charged with fraud
ASIC suspends AFS licence of Lantern RE Ltd
Director duties charge proved and dismissed against former Victorian director
ASIC acknowledges ASX’s release of the CHESS Special Report and Audit Report
ePayments Code subscribers to comply with updated Code from today
Former Berndale directors charged over dishonest conduct, misuse of company funds
ASIC issued interim stop order on Humm following buy now pay later review
ASIC issues first DDO stop order for failure to take reasonable steps in CFD distribution
ASIC halts offer of Spaceship Super and Spaceship Voyager Funds
Layaway penalised $375,000 for providing high-cost credit and unlicensed credit activity
ASIC disqualifies Victorian director for three years
ASIC disqualifies property development director for five years
Former listed company director charged with failing to disclose interests and providing false information to ASX
Former managing director Holly Grofski convicted of criminal charges
ASIC cancels AFS licence of Centurion Custodian Funds Management Ltd, stay application refused
ASIC suspends AFS licence of Huntley Management Limited
Former Continental Coal director Ashley Paul D’Sylva sentenced
ASIC bans former fund manager for naked short selling
Linda Marissen charged with assisting Chris Marco’s alleged fraud
Court penalises AMP $24 million for charging deceased customers
MLC Life Insurance penalised $10 million for misleading customers and failing to provide benefits
Saxo Capital Markets amends TMDs following ASIC stop orders
Global business leader Greg Medcraft awarded honorary doctorate
ASIC sues Money3 Loans for responsible lending breaches
Former Australian Mines managing director fined $70,000, disqualified for two years
Vaughan Bowen indicted on insider trading charges
ASIC sues HCF Life for alleged unfair and misleading contract terms in insurance
ASIC sharpens focus on credit and debt management
Update on ASIC’s recent greenwashing actions
ASIC cancels AFS licence of Capital Investment Partners Pty Ltd
ASIC cancels AFS licence of DGR Bloodstock Services Pty Ltd
Former Courtenay House contractor sentenced

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