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Latest Australian Securities and Investments Commission News | Page 4

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
APRA accepts court enforceable undertaking from Netwealth
Netwealth admits to First Guardian failures and agrees to compensate affected members $100 million
Federal Court appoints receivers over the assets of Gregory Raymond Cotton and First Mutual Private Equity Pty Ltd
ASIC bans Sydney mortgage broker for ten years and cancels her Australian credit licence
ASIC renews guidance on managing conflicts of interest in financial services
ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
Victorian man sentenced in market manipulation case
Business lender and loan introducer together penalised $515,000 over credit law breaches
Former CEO of Bruck Textile Technologies has conviction overturned following appeal
ASIC suspends AFS licence of MW Planning Pty Ltd following failure to replace responsible manager
ASIC issues over $2.2million in infringement notices to 12 large proprietary companies for alleged failure to lodge financial reports
ASIC issues over $2.2 million in infringement notices to 12 large proprietary companies for alleged failure to lodge financial reports
ASIC issues DDO stop order against FXCM for TMD deficiencies
ASIC calls on Australian companies to adopt better practices to protect whistleblowers
Many super funds are still failing retirees, even as millions prepare to stop work
ASIC suspends AFS licence of Focused Financial Advice following failure to replace key person
ASIC calls for feedback on stamp duty and portfolio holdings disclosure requirements for super funds
ASIC takes contempt action against David McWilliams and Laura Fullarton over alleged freezing order breaches
The retirement blind spot: Is the super system failing vulnerable members?
Banned SMSF Auditor charged with continuing to act whilst disqualified and falsifying documents
Super trustees urged to accelerate progress on retirement support for members
Defence systems manufacturer Electro Optic Systems Holdings admits to breaching continuous disclosure requirements
ASIC sues former Electro Optic Systems Holdings director and CEO Ben Greene for breach of director’s duties
Cbus ordered to pay $23.5 million penalty for serious failures in processing members death benefits and insurance claims
ASIC imposes additional conditions on Learn To Trade to address compliance failures
ASIC issues DDO stop order against City Finance Lending Pty Ltd
Former director of private lending companies permanently banned over fraud conviction
ASIC cancels AFS licence of Ivy League Capital
Sheffield Insurance directors convicted and fined over a five-year financial reporting failure
QLD Shadow Director Charged With $8m Debt Factoring Fraud Involving Bunnings Warehouse
ASIC Suspends AFSL Of Centurion Capital Limited
The retirement blind spot: is the super system failing vulnerable members?
PEAK BODY ANNOUNCES INAUGURAL CHARTERED ACCOUNTANTS ANZ SUSTAINABILITY CONFERENCE 2025
Infrabuild companies pay infringement notices for failing to lodge financial reports on time
ASIC suspends AFS licence of Surety Compliance Limited
ASIC takes action against MWL Financial Services, former director Nicholas Maikousis, and Imperial Capital Group Australia over alleged Shield advice failures
ASIC sues Interprac over alleged Shield and First Guardian licensee failures
ASIC sues SQM Research alleging misleading reports related to Shield
ASIC announces 2026 enforcement priorities
ASIC disqualifies NSW hospitality director for five years
ASIC sues suspended WA mineral exploration company AVZ Minerals and directors for disclosure failures
Mansa Group director sentenced to imprisonment for more than four years for forgery and dishonesty offences
ASIC drives car finance providers to improve consumer outcomes
Address to the Australian Charities and Not-for-profits Commission all-staff meeting, Melbourne
ASIC successfully defends special leave application to the High Court by Cigno Australia director Mark Swanepoel and BSF Solutions director Brenton Harrison
HESTA pays ASIC infringement notices alleging misleading statements about carbon emissions
Prime Super pays ASIC infringement notice alleging misleading statements about tobacco investments
ASIC review raises fresh concerns over risks to retirement savings from poor SMSF advice

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