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Latest Australian Securities and Investments Commission News | Page 5

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC cancels AFS licence of Capital Investment Partners Pty Ltd
ASIC cancels AFS licence of DGR Bloodstock Services Pty Ltd
Former Courtenay House contractor sentenced
ASIC updates the implementation timeframe for the internal dispute resolution data reporting framework
Gabriel Govinda sentenced to two and a half years imprisonment and fined for market manipulation and finfluencer conduct
ASIC calls on investment product issuers to ‘lift their game’ on design and distribution obligations
Ord Minnett Limited Ltd ACN 002 733 048 pays $888,000 infringement notice
ASIC disqualifies restaurants director
ASIC disqualifies Queensland director for three years
ASIC disqualifies restaurants
ASIC disqualifies Victorian director for three years
ASIC issues infringement notice to superannuation fund promoter for greenwashing
ASIC suspends AFS licence of Mutual Care Pty Ltd
Skynet Financial Services financial adviser permanently banned from providing financial services
ASIC cancels AFS licence of Assurance Cover Australia Pty Ltd
ASIC releases updated guidance for licensees on reportable situations
Former Queensland financial adviser Brett Gordon sentenced to six years imprisonment
Michael Dunjey’s Ascent Investment and Coaching Pty Ltd ordered into liquidation
Roadships companies and director found not guilty of criminal offences
Former Melbourne director sentenced to six months imprisonment for fraud
ASIC calls for improved approaches to scams as major bank customers report over $550 million in scam losses
Cairns pawnbroker and banned employee charged with unlicenced credit
ASIC bans Gold Coast director for eight years for promoting illegal early release of super
Former Gold Coast property scheme promoter Anthony Silver sentenced to eight and a half years imprisonment
Atomos Limited derecognises trade receivables and deferred revenue
Permanent injunctions ordered against social media finfluencer Tyson Scholz
Former financial adviser Kristofer Ridgway permanently banned
ASIC continues to act against SMSF auditors
Super trustees told to focus more on their members in communications about performance test failure
CVC Limited makes changes to TMD following ASIC stop order
Binance Australia Derivatives – AFS licence cancelled
ASIC cancels AFS licence of Starfish Financial Services Pty Ltd
Federal Court finds current and former officers of Linchpin and Endeavour breached duties
ASIC sues Auto & General Insurance Company for alleged unfair contract terms in insurance
Charges against David Mark Anderson withdrawn
Samuel Tessa sentenced for obtaining property and financial advantage by deception
Canberra man jailed for complex fraud linked to organised crime
ASIC and IOSCO report on combatting retail market misconduct
Opinion piece: Confident, but not complacent, about our banks
ASIC bans Gold Coast adviser, stay application refused
ALT Financial Group Ltd convicted and fined $123,000 for failing to lodge financial reports
ASIC consults on remaking ‘sunsetting’ class orders on IDPS and IDPS-like schemes
AFCA opens consultation on proposed Rules changes
Fong Financial Planners pleads guilty to dishonest conduct
Tasman Resources and Eden Innovations writes down intellectual property assets following ASIC review
Alliance Insurance Broking Services director charged with breach of duties and dishonest conduct involving client monies
23-079 Alliance Insurance Broking Services director charged with breach of duties and dishonest conduct involving client monies
ASIC suspends AFS licence of Cartesian Corporate Finance Limited

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