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Latest Australian Securities and Investments Commission News | Page 5

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
A roadmap for capital markets to grow our economy
Former CEO of AI marketing company Metigy pleads guilty to misleading investors and dishonestly using his position
ASIC cancels AFS licence of Ricard Securities
Cboe Global Markets Decision
A new era for Australia’s financial reporting standard‑setters
Freezing orders against Gregory Cotton and First Mutual Private Equity continue
Charges against Dean Scook, former officer of Rock Mining Australia Limited, have been discontinued
ASIC cancels Australian credit licence of GS-APAC Pty Ltd
ASIC cancels AFS licence of Arrumar Private for licence failures
Significant Items In Second Half 2025 Results
ASIC highlights financial reporting and audit findings for FY 2024-25 as part of expanded program of work
Perth fraudster Chris Marco sentenced to 14 years imprisonment
ASIC statement – Clime entities
Construction industry director charged with breach of director’s duties and providing false and misleading documents
ASIC bans former Crown Wealth Group director Brendan Rodwell for failing to report fees for no service conduct
ASIC secures interim travel restraint orders against Blockchain Global director Ryan Xu
Updated ASIC guidance supports digital asset innovation and boosts investor protection
ASIC secures interim court orders barring Ferras Merhi from financial services activities
RAMS penalised $20 million for widespread compliance failings regarding home loans
Auditor of United Global Capital and related entities cancelled by Companies Auditors Disciplinary Board
ASIC cancels licence of Wealth Trail Pty Ltd (In Liquidation)
ASIC bans former UGC and MWL financial adviser Jovan Videkanic for 7 years
Queensland director sentenced for making a false or misleading statement to ASIC
Office of the Director of Public Prosecutions (Cth) Annual Report 2024-25
ASIC bans MWL financial adviser and investment committee member Wade Spooner for 8 years
Collection agency company director loses appeal against conviction for obtaining a financial advantage by deception
ASIC permanently bans Noel Northcott from the financial services industry
ASIC Halts offers of TruePillars Investment Trust
Directors Of Perth-based Financial Services Company Charged Over Five-year Failure To Lodge Financial Accounts With ASIC
Federal Court Dismisses ASIC’s Claims Against Former Freedom Insurance Director And Consultant
Two Former Statewide Super Executives Acquitted On Charges Of Dishonesty Offences
Corporate Law Reform Alliance Calls For Action To Support Economic Growth And Productivity
Federal Court Orders Remaining ALAMMC Group Companies Wound Up
Improving Transparency Of True Owners Of Companies
ASIC Sends Clear Message To Super Trustees Amid Glaring Retirement Communications Gaps
ASIC Flags Risks In Offshore Outsourcing After Review Identifies Governance Gaps
ASIC Cancels AFS Licence Of CPG Research & Advisory For Ceasing Business Operations And Unpaid Industry Funding Levies
ASIC Bans Former Lighthouse Partners Director Timothy Archibald For 10 Years For Fees For No Service Conduct
ASIC’s Annual Report Reveals Strong Growth In Enforcement Action And Investigations And Keen Focus On Strengthening Markets
ASIC Annual Forum To Focus On Challenges Of Rapidly Evolving Economy As It Returns To Melbourne In November
Victorian Man Sentenced In Cann Group Insider Trading Case
Work With Regulators On Superannuation Savings
ASIC Finds Many Auditors Failing To Demonstrate Compliance With Auditor Independence Obligations
ASIC Approves Cboe’s Listing Application To Bolster Competition In Public Markets
How Do Banks Assess You For Home Loan?
ASIC Cancels Australian Financial Services Licence Of Velos Global Markets Pty Ltd
ASIC Acts Against ESG Investment Fund Responsible Entity Alleging Governance Failures And Misleading Conduct
ASIC Bans Former Insurance Broker Munther El-Alami For Eight Years

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