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Latest Australian Securities and Investments Commission News | Page 9

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC gives further relief for licensees under the reportable situations regime
Brite Advisors auditor admits failures and surrenders registration
ASIC report suggests small business restructurings are keeping struggling companies afloat
ASIC secures $12,000 fine from Cairns pawnbroker who preyed on vulnerable consumers
Registration of the auditor of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
Auditor registration of the FY2018 financial statements of iSignthis Ltd cancelled by Companies Auditors Disciplinary Board
ASIC appoints expert panel for ASX Inquiry
ASIC invites feedback on options for regulation of employee redundancy funds
ASIC warns industry and consumers of share sale fraud
Federal Court dismisses application by former auditor of LM Managed Performance Fund
ASIC Chair Joe Longo spoke to Business News Senior Editor Mark Pownall at the Business News Success and Leadership event
ASIC issues Equity Trustees infringement notices for misleading investment statements
ASIC takes steps to appoint receivers to Australian Fiduciaries Ltd as investigation continues
ASIC launches Inquiry into ASX
Small businesses are an innovation powerhouse. For many, it’s still too hard to raise the funds they need
ASIC cancels AFS licence of Financial Services Group Australia and permanently bans its responsible manager
ASIC refuses Bakken Holdings Pty Ltd’s Australian credit licence application to provide debt management services
ASIC bans former financial adviser Glenda Rogan for 10 years
ASIC cracks down on unlawful finfluencers in global push against misconduct
ASIC Symposium panel: Private markets, where to now?
ASIC’s refreshed website is coming soon
ASIC sues Australian Unity Funds Management for failing to confirm product suitability for investors
ASIC secures guilty pleas in Telegram ‘pump and dump’ action
Former BBY Chief Executive Officer charged with aiding, abetting, counselling or procuring BBY’s dishonest conduct in communications with ASX Ltd
ASIC clears path for faster IPOs
ASIC grants limited no-action position for deficient advice fee written consents
Full Federal Court finds Auto & General did not include an unfair contract term in its insurance contracts
ASIC and APRA provide update on review of life insurance premium practices
ASIC tells home insurers: Fix your oversight of independent experts and improve communication on cash settlements
ASIC Commissioner Simone Constant spoke to Conexus Financial editor-in-chief Aleks Vickovich at Conexus Fiduciary Investors Symposium
ANZ urges customers to be wary of scams following rate changes
The future of Australia’s public and private markets – ASIC shares industry feedback and next steps
ASIC sues RAMS for systemic misconduct in arranging home loans
ASIC renews warning for AFS licensees ahead of deadline for financial advisers
ASIC sues Choosi for allegedly misleading customers through its insurance comparison service
ASIC imposes conditions on the registration of Sydney company auditor
ASIC uncovers widespread compliance plan deficiencies in the managed investment industry
Australian Retirement Trust pays infringement notice over allegedly misleading performance data
Full Federal Court finds in favour of ASIC appeal concerning BPS Financial’s use of ‘authorised representative’ exemption
ASIC sues Blockchain Global former director for multiple directors’ duties breaches
ASIC cancels AFS licence of Spectre Financial Group for competency failures
ASIC proposes to remake basic deposit and general insurance product distribution legislative instrument
Launch of new podcast series: Inside ASIC
ASIC and APRA host Superannuation CEO Roundtables to discuss the FAR
APRA and ASIC release notes on Superannuation CEO Roundtables – April 2025
ASIC acts on concerns Kalkine Pty Limited offered unlicensed advice
Consumer lease industry on notice for potential compliance failures following reforms
ASIC sues online consumer goods supplier Snaffle alleging inflated prices and overcharging on credit contracts

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