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Latest Australian Securities and Investments Commission News | Page 9

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Embattled ASX set to face beefed-up competition, in bid to boost investment
Enhancing competition and innovation in Australia’s evolving capital markets
The digital economy could turbocharge our productivity, but we need to get the settings right
Ashley Arandez pleads guilty to dishonest conduct and dealing with proceeds of crime
ASIC bans Ian Potter of Superannuation Advice Australia for 5 years for failure to supervise provisional relevant provider
ASIC permanently bans former credit representative Emmanuel Adu
ASIC seeks feedback on proposed updates to conflicts management guidance
Investor alert: ASIC warns investors of Bitget’s unlicensed crypto asset futures products
Former financial services company director charged with dishonest conduct
Banks to put more than $93 million back in the pockets of low-income customers after charging excessive fees
Investor alert: ASIC warns investors of Bitget’s unlicensed cryptocurrency futures products
ASIC’s appeal against Finder Wallet Decision dismissed
ASIC bans a further two financial advisers of MWL Financial Services
ASIC proposes updates to guidance for industry codes of conduct
ASIC Permanently Bans Matthew Beresford From Engaging In Financial Services And Credit Activities
ASIC probes debt management and credit repair services
ASIC sues Fortnum Private Wealth for allegedly failing to adequately manage cybersecurity risks
ASIC cancels Australian credit licence of Lendflex Holdings Pty Ltd
Three GFG Alliance Group companies ordered to lodge outstanding annual reports with ASIC
ASIC cancels AFS licence of Next Generation Advice (in liquidation)
ASIC disqualifies NSW construction director for five years
ASIC cancels seven Australian credit licences and suspends one Australian credit licence
ASIC pursues licensees after financial advisers gave advice while unregistered
Remedy Housing officials convicted of dishonesty offences
BBY former Executive Chairman Glenn Rosewall charged over BBY’s dishonest use of $1.95 million client money
Former Berndale director sentenced for dishonest conduct and misuse of company funds
Crushed by costs: Victorian companies collapse at alarming rate
ASIC seeks Court order disqualifying David John Catsoulis from managing corporations
ASIC permanently bans former insurance broker Jason Prasad
Court finds James Mawhinney involved in contraventions by Mayfair 101 Group
ASIC successfully defends Cigno Australia and BSF Solutions’ Full Federal Court appeal
ACBF Funeral Plans penalised further $3.5 million following successful ASIC appeal
Project Acacia: RBA and DFCRC announce chosen industry participants and ASIC provides regulatory relief for tokenised asset settlement research project
Information For SDA Investors
ASIC proposes to remake disclosure relief for offers of foreign securities and interests to Australian investors
ASIC bans MWL financial adviser Matthew Bradley for 8 years
ASIC bans former MWL financial adviser Isaac McQueen for 4 years
ASIC proposes updates to Product Disclosure Statements regulatory guide
ASIC consults on proposals to facilitate digital disclosure
ASIC bans former Crown Wealth Group director Andrew Moore for failing to report fees for no service
ASIC appeals Federal Court findings relating to alleged unfair term used in insurance contracts by HCF Life
ASIC permanently bans financial adviser Barry King
ASIC proposes to remake five financial reporting-related legislative instruments
Proceedings dismissed against current and former TerraCom officers
ASIC releases June 2025 financial adviser exam results
6 simple questions to tell if a ‘finfluencer’ is more flash than cash
Review auditor of the FY18 financial statements of iSignthis Ltd admonished by the Companies Auditors Disciplinary Board
ASIC bans former Lighthouse Partners director Kiriley Roper for fees for no service

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