Latest Australian Securities and Investments Commission News | Page 14

ASIC’s CFD product intervention order extended for five years
Superannuation trustees strengthen governance practices following ASIC surveillance of investment switching
ASIC bans Victoria-based credit representative for six years
Dominique Grubisa receives four-year ban
Macquarie notes ASIC Federal Court proceedings
ASIC takes action against Macquarie Bank for alleged failures to properly monitor third party withdrawals from customer accounts
ASIC bans Melbourne-based former adviser Mark Babbage from providing financial services or engaging
NSW director disqualified from managing corporations for five years after engaging in illegal phoenix activity
ASIC acts against 19 SMSF auditors
Former finance broker fined for fraud
ASIC extends relief for retirement estimates
Simpler and fairer insolvency processes
ASIC cancels AFS licence of Brendan Kennedy
ASIC releases final internal dispute resolution data reporting requirements
ASIC extends relief for business introduction services
Former Wodonga director sentenced for making false statement to ASIC
ASIC remakes ‘sunsetting’ class order on when debentures can be called secured notes
Griffin Coal charged for breaching financial reporting and company officer obligations
ASIC enforcement update July to December 2021
Reappointment of Mark Bielecki as Registered Organisations Commissioner
ASIC releases February 2022 financial adviser exam results
Former Victorian director sentenced with making false statement
ASIC disqualifies former Mider developers for maximum period
ASIC scrutinises marketing of managed fund performance and risks
ASIC disqualifies former Queensland building and construction industry director for maximum period
NSW labour hire director disqualified from managing corporations for five years
National Advice Solutions charged with anti-hawking offences following alleged superannuation sales cold calls
Former Cairns director convicted of making false statement to ASIC
Former Kleenmaid director sentenced for fraud and insolvent trading
ASIC issues information for social media influencers and licensees
Oliver’s Real Food announces decrease in asset values following ASIC review
ASIC helps young people Get Moneysmart
ACCC takes action over alleged misleading conduct by Meta for publishing scam celebrity crypto ads on Facebook
ASIC statement on ASX24 futures market outage
ASIC consults on financial services licensing requirements for corporate collective investment vehicles
Big Un auditor’s registration suspended
ASIC permanently bans former authorised representative
Buddy Technologies writes down intangible assets
Financial Regulator Assessment Authority member appointed
ASIC warns about financial viability of Youpla Group
ASIC amends market integrity rules and other ASIC-made rule books
Flood victims beware of insurance claim farmers
ASIC releases final sitting dates for 2022 financial adviser exams
Rio Tinto Limited found to have breached continuous disclosure laws
ASIC acts against SMSF auditors involved in reciprocal audit arrangements
ASIC releases report on feedback in ePayments Code review
ASIC disqualifies former security services director from managing corporations for five years
NSW director disqualified from managing corporations for four years after engaging in illegal phoenix activity