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Latest Australian Securities and Investments Commission News | Page 14

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC extends relief for employee redundancy funds
ASIC updates guidance for participants in the carbon market following Safeguard Mechanism reforms
ASIC disqualifies NSW director for five years following the failure of six companies
Elepay Clears ASIC Audit, Strengthening Commitment to Compliance and Customer Protection
ASIC to allow instrument for primary production managed investment schemes to expire
ASIC extends Consultation Agreement with Financial Markets Standards Board
ASIC Annual Forum 2024: Speakers and sessions announced
ASIC’s Vanguard greenwashing action results in record $12.9 million penalty
Former Linchpin Capital director appeal dismissed by Full Federal Court
Macquarie Bank fined a record $4.995m for serious market gatekeeper failure
ASIC extends reportable situations relief and personal advice record keeping requirements
ASIC cancels licences of Ultimate Credit Management Pty Ltd and Worry Free Finance Pty Ltd
ASIC sues south-west Sydney car dealership for alleged unlicensed lending
Woolworths and Coles sued by ACCC for allegedly misleading shoppers over the price of more than 500 products
WA woman jailed for exploiting hardship superannuation support
ASIC reissues Regulatory Guide 121 on doing financial services business in Australia
ASIC seeks an investment scam and phishing website takedown service for up to five years
ASIC receives new powers under financial market infrastructure reforms
ASIC’s proceedings against Rest alleging misleading member representations are dismissed
ASIC obtains urgent court orders against director and companies providing investment opportunities in NDIS-compatible property developments
ASIC urges businesses to prepare for mandatory climate reporting
Former Berndale director pleads guilty to dishonest conduct and misuse of company funds
ASIC expands operational resilience guidance for market participants
Former financial services director Mark McCabe pleads guilty to three counts of fraud
Two interim stop orders placed on Candy Club
The best way to regulate AI might be not to specifically regulate AI. This is why
ASIC Updates Superannuation Forecasts Relief Instrument
Its Time To End Misuse Of Employee Redundancy Funds
ASIC suspends AFS Licence of Olritz Financial Group Pty Ltd
ASIC warns consumers of suspicious investment opportunities in digital gold vaults
ASIC calls on product issuers to review distribution practices for DDO compliance
ASIC to target misconduct in banking and superannuation sectors
Former director of Reiwa-Capital sentenced after brazenly using $440,000 of investor funds
Court appoints receivers and new voluntary administrators to Keystone
ASIC releases August 2024 financial adviser exam results
ASIC updates misconduct reporting guidance for external administrators and controllers
Former Melbourne financial planner Bradley Grimm sentenced to jail for dishonest conduct
ASIC wins against Rent4Keeps for overcharging vulnerable consumers on essential household goods
ASIC cancels AFS licence of retail OTC derivative issuer FXOpen AU
Former Courtenay House director sentenced to 11 years imprisonment
APRA and ASIC release notes on Superannuation CEO Roundtables – June and July 2024
ASIC and APRA host Superannuation CEO Roundtables
ASIC’s Moneysmart calls on super funds to better engage millennials following findings from industry roundtable
Opening Statement On Economics
ASIC prosecutes 78 individuals for failing to assist registered liquidators
Sharing Stories To Stop Scammers
CLSA pays penalty for providing incorrect regulatory data
ASIC pilots new portal for Australian financial service licence applications

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