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Latest Australian Securities and Investments Commission News | Page 16

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Charges laid in alleged Telegram ‘pump and dump’ conspiracy following ASIC investigation
ASIC secures travel restraint orders against financial advisor Barry King
ASIC protects small business – Quarterly Update 1 April – 30 June 2024
American Express ordered to pay $8 million penalty for failing to meet its design and distribution obligations
ASIC and OAIC sign information sharing MoU to accelerate data and privacy breach responses
Justice Jane Paingakulam welcomed to Industrial Relations Commission and Industrial Court
ASIC bans former directors of XTrade.AU Pty Ltd
Former NSW mortgage broker Aleksandra Frizzell permanently banned following fraud convictions
ASIC permanently bans former financial adviser Anass Abdalla
Former BitConnect promoter John Bigatton convicted for providing unlicenced financial advice
Big banks to refund millions in fees to low-income customers following ASIC report
What companies and registered schemes should know about virtual-only meetings
ASIC acknowledges royal assent of the DBFO Act
ASIC and APRA issue final rules and information for the Financial Accountability Regime
APRA and ASIC issue final rules and information for the Financial Accountability Regime
ASIC successful in first DDO case against Firstmac
ASIC cancels AFS licence of Accumulus Capital Pty Ltd
WA financial adviser Dash Vee permanently banned from financial services
ASIC releases estimated industry funding levies for 2023-24
ASIC proposes October expiry date for managed investment scheme legislative instrument
AAT varies ASIC’s ban of Sydney financial adviser
ASIC proposes update to superannuation forecasts relief instrument
Court declares PayPal Australia used an unfair contract term
ASIC releases June 2024 financial adviser exam results
Fairer And More Transparent Tax System
ASIC disqualifies former financial and insurance services industry director for five years
AAT amends ASIC’s permanent ban made against Todd Karamian
ASIC suspends AFS licence of HLK Group Pty Ltd
Super trustees urged to strengthen oversight of retirement strategy implementation
ASIC urges AFS licensees to correct records on the Financial Advisers Register
Defunct payday lender penalised $16 million over prohibited fees and deficient systems
ASIC suspends Airrails AFS licence
ASIC bans Guilford Funds Management director for four years
ASIC cancels licence of Guildfords Funds Management Pty Ltd
Court appoints independent party to verify payments made from the Shield Master Fund
ASIC approves enhanced Banking Code of Practice
Federal Court freezes assets of United Global Capital and Global Capital Property Fund
ASIC calls on market intermediaries to strengthen supervision of business communications
ASIC issues reminder to AFS licensees about new experienced provider pathway notification obligations
ASX listed company pays two infringement notices for greenwashing in market announcements
Court finds iSignthis breached disclosure laws and Nickolas Karantzis breached his directors’ duties
PKF admits to contraventions concerning independent expert report engagements
MDP issues infringement notice to Ascot Securities for serious failures
Federal Court freezes assets of Shield Master Fund
ASIC appeals Court’s decision to relieve Block Earner from liability to pay a penalty
ASIC cancels AFS licence of Sug Ou Jeung
ASIC grants class no-action position to second party opinion providers
Melissa Caddick mystery shows we need more research of a rare kind – marine forensics

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