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Latest Australian Securities and Investments Commission News | Page 17

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
APRA and ASIC release notes on Superannuation CEO Roundtable
ASIC welcomes senior leadership appointments
ASIC bans Sydney based financial advisers for five years
ASIC cancels AFS licence of Premier Wealth Management
ASIC signs MoU with Croatian Financial Services Supervisory Agency
Super trustees offering default income protection insurance urged to check on member outcomes
Health funds must exercise caution when calculating Covid relief for policyholders
ASIC highlights focus areas for 31 December 2021 financial reports under Covid conditions
ASIC seeks feedback on proposed intervention orders for short term credit and continuing credit contracts
ASIC civil penalty proceeding relating to ANZ’s Breakfree package and offset calculations
ASIC sues ANZ for misleading customers and failing to provide promised benefits – final Royal Commission investigation
ASIC consults on relief for simple arrangements following credit hardship notice
Victorian director charged with making false statement to ASIC 8 December
ASIC brings criminal charges against Avanteos Investments for charging deceased superannuation members
Director of staff recruitment business disqualified from managing corporations for two years
ACT food and beverage director disqualified from managing corporations for three years and nine months
QLD director disqualification for maximum period
ASIC publishes Jobkeeper report
Banned NSW builder sentenced for making false and misleading statements to ASIC
ASIC reports on cyber resilience assessments of financial markets firms 6 December
AAT varies ASIC’s ban of former Sydney adviser
Former telecommunications director sentenced to five years imprisonment for breaching directors’ duties and dealing with proceeds
Earlypay announces change to classification of debt
ASIC consults on communicating audit review findings to directors
ASIC encourages home insurers to be consumer-centric in handling claims this summer
ASIC releases guidance and examples on limited advice
ASIC announces changes to members of Markets Disciplinary Panel
ANZ acknowledges class action proceedings filed by Phi Finney McDonald
ASIC to extend deadlines for 31 December 2021 unlisted entity financial reports
ASIC brings criminal charges against former Courtenay House director and contractor for alleged Ponzi scheme
ASIC reports on audit inspection findings for 12 months to 30 June 2021
ASIC launches multiple legal actions against Westpac
La Trobe Financial Asset Management to pay $750,000 penalty for false and misleading marketing
Financial Regulator Assessment Authority reviews effectiveness and capability of ASIC
ASIC proceeding relating to home loan application documents provided by unlicensed third parties
ASIC sues ANZ over ‘introducer program’ home loan referrals
Victorian company director banned from managing corporations for five years
WA director disqualified for maximum period
Former Victorian financial adviser sentenced to jail for obtaining financial advantage by deception
ASIC imposes additional licence conditions on ASX and issues expectations to improve market resilience
Melissa Caddick and Maliver found to have engaged in unlicensed conduct
Former WA financial adviser and his company charged with dishonest conduct
ASIC sues MLC Life Insurance for multiple insurance failures
ASIC sues MLC for multiple insurance failures
ASIC consults on updates to relief for superannuation calculators and retirement estimates
Former NSW financial adviser pleads guilty to dishonest conduct and using fabricated evidence
ASIC consults on consumer remediation draft guidance
ASIC sues A&M Group for false and misleading, threatening and coercive conduct against debtors

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