Latest Australian Securities and Investments Commission News | Page 17

ASIC cancels licence of Haywards Audit Pty Ltd
ASIC issues first crowd-sourced funding regime stop order
ASIC suspends AFS licence of Responsible Entity Services Limited
Alcoa Provides Update on Transaction Milestones for Acquisition of Alumina Limited
ASIC cancels licence of Aussie Wealth Super Pty Ltd
ASIC cancels licence of Aussie Super Wealth Pty Ltd
ASIC cancels AFS licence of retail OTC derivative issuer XTrade.AU Pty Limited
Scam alert: Fake ASIC branding is appearing on social media scams
Court finds Active Super made misleading ESG claims in a greenwashing action brought by ASIC
ASIC issues DDO stop order against Australian Unity Funds Management
Court relieves Block Earner from liability to pay a penalty for offering unlicensed crypto-related product ‘Earner’
5 million+ Australians have struggled to make loan and debt repayments, yet many not asking for help
ASIC permanently bans Melbourne director from financial services and credit activities
Auditor and audit firm admit to independence failures
ASIC suspends AFS licence of Aurora Funds Management Limited
ASIC disqualifies NSW director for five years
IAG To Defend Class Action
Queensland women sentenced for fraudulent claims to COVID-19 scheme
Former Queensland financial adviser Brett Gordon banned following fraud conviction
ASIC to launch new Professional Registers Search
DanFX Trade former director Daniel Ali jailed for fraud
ASIC wins Federal Court case against Cigno Australia and BSF Solutions
ASIC restricts Energy World Corporation Ltd from issuing a reduced-content prospectus
ASIC issues DDO stop orders against Trademax Australia
ASIC bans former financial adviser for three years
National Anti-Scam Centre releases its first Investment Scam Fusion Cell Report
ASIC releases guidance on the experienced provider pathway for financial advisers
LPI Australia restates 2022 accounts following concerns raised by ASIC
ASIC cancels Everest Asset Management’s AFS licence
ASIC disqualifies QLD director for maximum five years
ASIC report: Australians need better hardship support from their lenders
Former BitConnect promoter John Bigatton pleads guilty
ASIC restricts three listed companies from issuing a reduced-content prospectus
ASIC announces 30 June 2024 focus areas and expanded program to support financial reporting and audit quality
ASIC welcomes Ministerial determination to progress competition in clearing and settlement reforms
ASIC issues information for unlicensed entities making unsolicited contact with consumers
ASIC cancels Octillion Partners AFS licence
ASIC permanently bans former financial adviser
AAT upholds permanent ban on former NSW based adviser
ASIC Investigation Regarding 2023 AOFM Bond Issuance
Brett Paul Trevillian pleads guilty to making false documents
Western Australian directors convicted for failing to have director identification numbers
ASIC freezes assets of Brisbane financial advisor
ASIC calls on super trustees to improve gatekeeping of member savings
JP Morgan Securities $775,000 penalty for market gatekeeper failure
ASIC issues warning over dodgy cold calling operators and online baiting tactics
Exposing high-pressure cold calling tactics and social media click-bait leading to superannuation switching
ASIC consults on updated guidance for carbon market participants