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Latest Australian Securities and Investments Commission News | Page 19

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Cameron Waugh sentenced to two years imprisonment for insider trading
ASIC brings first action against a director for failing to have a director identification number
Federal Court finds Auto & General Insurance Company did not include an unfair contract term in its insurance contracts
ASIC secures travel restraint orders against Mansa Group directors
ASIC reaffirms ongoing registration obligation for financial advisers
Managing Director of Dubber Corporation restrained from leaving Australia
ASIC bans Panacea Capital director from providing financial services
Scam alert: Scammers are using fake warning banners on imposter websites
Holista Colltech to pay $1.8 million penalty for breaching continuous disclosure obligations over the sale of its COVID product
Financial Adviser and director Shane Allan Rose permanently banned
Data#3 announces change to accounting policy for indirect software revenue recognition following ASIC review
Third person pleads guilty in relation to Courtenay House Ponzi scheme
Former Continental Coal Company Secretary sentenced
ASIC cancels AFS licence of Endeavour Securities (Australia) Ltd
ASIC successfully defends Full Federal Court appeal lodged by Provide Capital
ASIC issues new legislative instrument for exchange traded funds
ASIC update on internal dispute resolution data collection for new reporting requirements
ASIC cancels AFS licence of Suetonius Wealth Management Pty Limited
Federal Court finds Finder Earn product was not a financial product
ASIC and APRA release a cross-industry information package on the Financial Accountability Regime
ASIC acts against 15 SMSF auditors performing in-house audits
Better Coordinated Financial Sector Regulation
Members’ voluntary liquidator sentenced for dishonestly using his position to withdraw company funds
ASIC disqualifies former ASX listed Merlin Diamonds director Joseph Gutnick for four years
ASIC and APRA issue final rules and further guidance for the Financial Accountability Regime
APRA and ASIC issue final rules and further guidance for the Financial Accountability Regime
ASIC consults on registered liquidator registration guidance
APS Enterprise Agreement Votes
ASX pays $1,050,000 penalty for order information transparency failure
APS trials generative AI to explore safe and responsible use cases for government
ASIC letter calls on insurers to improve claims handling practices
ASIC succeeds in conflicted remuneration case against financial advice licensee
ASIC shuts down nearly 3,500 scam websites, steps up surveillances in push to protect consumers
It’s a scam! Celebrities are not getting rich from online investment trading platforms
ASIC disqualifies NSW director for maximum five years after failure of seven companies
ASIC seeks orders to wind up Prospero Markets Pty Ltd
ASIC approves prescribed form for life insurance memorandums of transfer
ASIC successfully appeals ACBF and Youpla misrepresentations case
Appointment – chairperson, Companies Auditors Disciplinary Board
Explainer: what is sabotage and why is the ASIO chief worried about it?
Appointments – members, Insolvency Practitioner Registration and Disciplinary Committees
ASIC obtains bankruptcy orders against social media finfluencer Tyson Scholz
ASIC issues Urban Rampage with interim stop order over concerns of financial harm to First Nations consumers
ASIC secures interim travel restraint orders against former Blockchain Global director
ASIC issues infringement notice to Melbourne Securities for greenwashing
ASIC cancels AFS licence of NextGen Financial Group Pty Ltd
ATHA Energy Provides Further Updates to Transaction With 92 Energy
ASIC accepts court enforceable undertaking from former Melbourne financial adviser

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