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Latest Australian Securities and Investments Commission News | Page 18

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Two men face $1.2m tax fraud, perverting justice charges
Industry funding: 2020-21 Cost Recovery Implementation Statement
ASIC successful in Federal Court against GetSwift and its directors Bane Hunter, Joel Macdonald and Brett Eagle
Former Quantum Resources director convicted of insider trading and market manipulation offences
Former telecommunications director pleads guilty to breaching directors’ duties and dealing with proceeds of crime
ASIC and ATO engage with directors as part of ASIC’s Phoenix Surveillance Campaign
ASIC releases guidance and examples on records of advice
Victorian director disqualified for failing to comply with directors’ duties, tax obligations and employment laws
New South Wales director disqualified from managing corporations for four years
Sydney director disqualified from managing corporations for four years
ASIC bans QLD-based adviser Keith McDermott for three years
ASIC obtains Federal Court orders against unlicensed investment scheme One Multi Services
ASIC sues timeshare company Ultiqa for poor financial advice outcomes
ASIC commences proceedings against Ferratum Australia for charging prohibited credit fees
Director IDs now available online for 2.7 million Australians
CBA pleads guilty to criminal charges for mis-selling consumer credit insurance
ASIC releases guidance on crypto-asset related investment products
Victorian director disqualified for two years and six months
ASIC quarterly update July to September 2021
Surveillance of investment switching by super fund executives identifies concerns with trustees’ conflicts arrangements
Director sentenced to community correction order for breaching directors’ duties
Victorian director charged with making false statement to ASIC
ASIC sues former Freedom Insurance director and consultant over insurance sales incentive programs
CBA moves youth financial education online
Better Advice Bill passes parliament
ASIC bans Melbourne-based adviser for six years
AAT varies ASIC ban of former Spectrum Wealth director Mark Schroeder
Colonial First State to pay $20 million penalty for misleading superannuation members
ASIC sues debt collection company for breaching consumer credit protection laws
ASIC proposes extending its CFD product intervention order
ASIC releases 2020-21 Annual Report
ASIC releases updated information about distribution of superannuation products
ASIC issues Jobkeeper notice and guidance
IAG acknowledges proceedings commenced by ASIC
ASIC launches Federal Court action and calls on general insurers to review pricing practices
ASIC further extends temporary financial advice relief measures in COVID 19 instrument
FAL Healthy Beverages director charged by ASIC
ASIC calls on Australian CEOs to review whistleblower policies
Corruption expert and prosecutor appointed Magistrate
ASIC cancels AFS licence of Vanda Russell Gould
ASIC commences proceedings against superannuation trustee Diversa Trustees Limited
Sydney labour hire director disqualified from managing corporations for five years
ASIC provides relief for companies in external administration
APRA increases banks’ loan serviceability expectations to counter rising risks in home lending
14th person charged in relation to $20 million fraud investigation
ASIC cancels Australian financial services licence of Pure Strategy Pty Ltd
ASIC bans Queensland adviser for four years
Former Wodonga director charged with making false statement

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