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Latest Australian Securities and Investments Commission News | Page 25

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC bans Queensland based adviser from providing financial services for three years
ASIC suspends AFS licence of Lendfin Private Pty Ltd
ASIC cancels AFS licence of Capital Capital Pty Ltd
Court approves ANZ and ASIC settlement over home loan application documents provided by unlicensed third parties
ANZ penalised $10 million over non-compliant Home Loan Introducer Program
ASIC continues its focus on improved material business risk disclosure in annual reports
Final ASIC update: Compensation for financial advice related misconduct as at 31 December 2022
ASIC places interim stop orders on TMD and PDS for a securities lending product
ASIC commences court proceedings against Green County and others over alleged unlicensed credit activity
IDP Education adjusts contingent liability disclosure following ASIC review
Emeco writes down value of a trade receivable and improves business risk disclosure
N1 Holdings restates revenue and improves business risk disclosure following ASIC review
ASIC permanently bans former insurance broker
Former CEO and CFO of Benjamin Hornigold Limited charged with dishonest breach of duties and misleading the ASX
Southern Cross Media removes non-IFRS profit measure following ASIC review
ASIC consults on ‘sunsetting’ class orders about financial requirements
ASIC permanently bans property fundraiser following fraud convictions
ASIC publishes report on good practices for handling whistleblower disclosures
ASIC publishes report on good practices for handling whistleblower disclosure
ASIC sues TerraCom Limited, its managing director, chief commercial officer, former Chair and a former director
Appointments – Chair and Business member – Companies Auditors Disciplinary Board
Star provides $150 million for fines and penalties after ASIC raises concerns
ASIC launches first Court proceedings alleging greenwashing
ASIC sues former Freedom Foods Group and its former CEO and CFO alleging disclosure failures and breaches of director and officer duties
ASIC bans unlicensed individual from financial services for eight years
Former Queensland CEO pleads guilty to dishonest conduct
ASIC prosecutes 81 individuals for failing to assist registered liquidators
ASIC sues RACQ over alleged pricing discount failures, urges industry to improve pricing practices
ClearLoans penalised $6 million for financial hardship misconduct and other Credit Act breaches during COVID-19
ASIC brings criminal charges against third individual in relation to Courtenay House
Further ASIC regulatory response on CHESS Replacement and ASX’s program capabilities
National Advice Solutions convicted of hawking in relation to superannuation roll over calls
ASIC prosecutes fifteen companies for failing to lodge financial reports
Joshua Fuoco convicted of managing a company while disqualified
ASIC places interim stop order on credit for rent product
ASIC will allow SMSF auditors competency standards class order to ‘sunset’
Federal Court sanctions Getswift with record continuous disclosure penalty
Repayment calculator leads to infringement notices against credit company
ACCC launches inquiry into deposit interest rates
ASIC cancels AFS licence of Strathnaver Capital Pty Ltd
ASIC to expand enforcement focus areas in the coming year
Former CEO of Big Un Limited charged with insider trading
ASIC publishes Framework to help deliver positive financial outcomes for First Nations people
ASIC permanently bans former NSW based adviser
Former financial adviser Rahul Goel permanently banned
Credit broker sentenced to corrections order for fraud offences
Former Legacy Iron Ore managing director sentenced for stealing
ASIC cancels licence of Family Wealth Strategy Pty Ltd

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