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Latest Australian Securities and Investments Commission News | Page 27

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
Interior Design Dir. Sentenced for Falsifying Finances
ASIC Improves Small Lenders’ Market Assessments
ASIC Sues 11 Star Entertainment Directors, Officers
Former Statewide Super executives charged with dishonesty offences
ASIC enforcement and regulatory update July to September 2022
ASIC calls on life insurers to review claims payment systems
Superannuation trustees on notice to uplift complaints handling
ASIC sues McPherson’s and its former CEO alleging continuous disclosure and directors’ duties breaches, misleading statements
Police charge four men in Sydney for sophisticated cyber scam
ASIC updates guidance on SMSF advice
ASIC commences proceedings against OnePath Life alleging utmost good faith breach
ASIC issues action in Federal Court against Provide Capital alleging failure to produce documents without reasonable excuse
Former financial advisor Ashley Grant Howard convicted for fraud
ASIC cancels AFS licence of AFSL Group Pty Ltd
ASIC suspends AFS licence of Quantum Funds Management Limited
Victorian director disqualified from managing corporations for five years 6 December
ASIC takes civil penalty action against American Express Australia
Federal Court upholds ASIC’s appeal on John Gilliland
ASIC issues infringement notices against Vanguard investment manager for greenwashing
Interim stop orders placed on three funds from Australian Fiduciaries Limited
Interim stop order placed on offers from APS Savings Limited
WA man sentenced for insider trading
ASIC highlights focus areas for 31 December 2022 reporting
ASIC calls for greater focus on material business risk disclosure in annual reports
ASIC consults on sunsetting class orders on takeovers, compulsory acquisitions and relevant interests
Managed funds to improve marketing oversight following ASIC surveillance
ASIC’s proceeding against Commonwealth Bank for misleading conduct over monthly access fees dismissed
ASIC acts against six SMSF auditors
ASIC grants FSG relief to certain authorised representatives that provide claims handling and settling services
ASIC places interim stop orders on two Perpetual Funds
ASIC updates guidance on ETP naming conventions
ASIC sues Block Earner for unlicensed conduct over crypto-asset based products
Around one million company directors still to apply for their director ID ahead of 30 November deadline
Interim stop orders placed on MPG Funds Management Limited’s property trusts
ASIC cancels AFS licence of Ruchir Mukund Sayani
ASIC suspends AFS licence of Brenex Investments Pty Ltd
ASIC-RBA joint on ASX CHESS replacement program
Former Tesla Motors Australia director pleads guilty to insider trading
Former CEO of van Eyk Research sentenced for breach of directors’ duties
Federal Court makes travel restraint orders against Usman Siddiqui
ASIC suspends FTX Australia’s AFS licence
Unlicensed CFD trader banned from providing financial services for 10 years
ASIC accepts court enforceable undertakings from financial advisory firm
6 lessons Australia can draw from UN’s scathing report on greenwashing
Husband and wife banned from providing financial services
ASIC disqualifies Queensland lawyer for two years
ASIC disqualifies former Victorian company directors
ASIC disqualifies pharmacy wholesaler director for four years after engaging in illegal phoenix activity

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