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Latest Australian Securities and Investments Commission News | Page 26

  • Latest Australian Securities and Investments Commission news stories and updates. What is happening today? All recent Australian Securities and Investments Commission news and developments. Live coverage and timeline of Australian Securities and Investments Commission. All you need to know about Australian Securities and Investments Commission.
ASIC takes civil penalty action against American Express Australia
Federal Court upholds ASIC’s appeal on John Gilliland
ASIC issues infringement notices against Vanguard investment manager for greenwashing
Interim stop orders placed on three funds from Australian Fiduciaries Limited
Interim stop order placed on offers from APS Savings Limited
WA man sentenced for insider trading
ASIC highlights focus areas for 31 December 2022 reporting
ASIC calls for greater focus on material business risk disclosure in annual reports
ASIC consults on sunsetting class orders on takeovers, compulsory acquisitions and relevant interests
Managed funds to improve marketing oversight following ASIC surveillance
ASIC’s proceeding against Commonwealth Bank for misleading conduct over monthly access fees dismissed
ASIC acts against six SMSF auditors
ASIC grants FSG relief to certain authorised representatives that provide claims handling and settling services
ASIC places interim stop orders on two Perpetual Funds
ASIC updates guidance on ETP naming conventions
ASIC sues Block Earner for unlicensed conduct over crypto-asset based products
Around one million company directors still to apply for their director ID ahead of 30 November deadline
Interim stop orders placed on MPG Funds Management Limited’s property trusts
ASIC cancels AFS licence of Ruchir Mukund Sayani
ASIC suspends AFS licence of Brenex Investments Pty Ltd
ASIC-RBA joint on ASX CHESS replacement program
Former Tesla Motors Australia director pleads guilty to insider trading
Former CEO of van Eyk Research sentenced for breach of directors’ duties
Federal Court makes travel restraint orders against Usman Siddiqui
ASIC suspends FTX Australia’s AFS licence
Unlicensed CFD trader banned from providing financial services for 10 years
ASIC accepts court enforceable undertakings from financial advisory firm
6 lessons Australia can draw from UN’s scathing report on greenwashing
Husband and wife banned from providing financial services
ASIC disqualifies Queensland lawyer for two years
ASIC disqualifies former Victorian company directors
ASIC disqualifies pharmacy wholesaler director for four years after engaging in illegal phoenix activity
ASIC places interim stop order on offers from Finnia Income Limited
Interim stop order on offers from Neldner Road Vintners Limited
Former Courtenay House director pleads guilty to conducting $180 million Ponzi scheme
ASIC cancels AFS licence of Woodsdale Corporation Pty Ltd
ASIC’s top-10 ways to spot crypto scam
Court finds NAB engaged in unconscionable conduct over account fees
Updates from this week
Financial adviser registration delayed
ASIC announces Enforcement Priorities for 2023
Former responsible manager of Sirius Financial Markets handed eight-year ban
Delay to financial adviser registration
ASIC welcomes industry consultation on market resilience
Charges withdrawn against former Legacy Iron Ore company accountant
Updates from NSW Government, Albanese Labor Government, ASIC and more
ASIC disqualifies former Victorian director for five years
Joint Application to appoint special purpose liquidators to Youpla Group

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