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Latest FMA New Zealand News | Page 4

  • Latest FMA New Zealand news stories and updates. What is happening today? All recent FMA New Zealand news and developments. Live coverage and timeline of FMA New Zealand. All you need to know about FMA New Zealand.
FMA comments on conflict of interest processes
FMA directs Simplicity to remove misleading advertising and improve compliance processes
FMA censures CTRL Investments for derivatives issuer licence breaches
FMA files court proceedings alleging insider trading relating to sale of Pushpay shares
FMA publishes 2021 annual report
First ‘investment passport’ under ARFP granted to NZ fund manager
Medical Kiwi admits to making false and misleading statements
FMA warns Squirrel P2P Trustee Limited for historic custodian breaches
FMA cancels financial advice provider’s transitional licence
AxiCorp licence suspension lifted
FMA files civil proceedings against Kiwibank for false or misleading representations over fee waivers
AML/CFT risk ratings confirmed for sectors under FMA supervision
FMA releases CPA Australia and NZICA accredited body reports 3 December
Change to FMA Executive Committee
New self-assessment tools aim to boost success of financial advice providers
Auditors respond well to challenges presented by Covid
Self-reporting issues to FMA does not provide immunity from litigation
New climate-related disclosure regime expands FMA’s responsibilities
FMA sets target dates for FAP full licence applications
FMA censures Jarden for derivatives issuer licence breaches by OMF
FMA issues guidance on advertising of financial products
FMA censures Firma NZ for breaches to derivatives issuer licence obligations
FMA directs Du Val to remove misleading advertising
DIY investors encouraged to ‘take mo’ before giving in to FOMO
FMA steps up enforcement of anti-money laundering breaches
FMA appoints Karen Chang as Acting General Counsel
Momentum builds in KiwiSaver as scheme reaches $81 billion
Credit card repayment insurance poor value product, customers urged to check policies
FMA sets expectations for issuers of ‘green’ and ‘responsible’ investment products
FMA issues formal warning for market manipulation
Rise in scams impersonating NZ businesses during COVID-19
FMA seeks feedback on industry guidance for advertising financial products
FMA monitoring shows steady improvement in quality of listed company audits
FMA releases standard conditions for licensing of financial advice
FMA appoints specialist roles in FinTech and Integrated Financial System
FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago
FMA opens consultation on guidance for KiwiSaver fees
World Investor Week focus on beginners after steep rise in direct investment
Contributions help KiwiSaver continue to grow through COVID-19
FMA reports on monitoring of financial services firms and advisers
FMA prevents CLSA Premium NZ Limited from offering derivatives to retail investors
Pegasus Markets and director found guilty of abusing FSPR
FMA files criminal charges in relation to Forestlands
Scam targets China-NZ money transfers during COVID-19
Bonds: overlooked asset many New Zealanders don’t invest in
FMA appoints new Director of Investment Management
FMA releases report into active and passive fund management
Free financial advice as Kiwis take greater interest in finances

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