Latest FMA New Zealand News | Page 5

KiwiSaver statements starting to help members take action
MBIE announcement on FMA levies
FMA outlines short-term priorities in response to COVID-19
FMA publishes derivatives issuer Sector Risk Assessment
Kiwis confident financial markets will recover from COVID-19, plan to increase investments
FMA publishes NZX Obligations annual review
FMA welcomes start date of new financial advice regime and confirmation of disclosure requirements
Investor confidence holds up despite COVID-19 market volatility
FMA files proceedings against CLSAP NZ for alleged anti-money laundering breaches
FMA publishes Auditor Regulation and Oversight Plan
FMA opens consultation on standard conditions for full licensing for financial advice
Rodney McCall pleads guilty to Crimes Act and FMA Act charges
Court of Appeal rejects sentence appeal by PTT’s Steven Robertson
FMA files court proceedings against ANZ for false and misleading representations over credit card insurance charges
KiwiSaver investors to see how much they may have in retirement
FMA warns financial adviser for advice to clients about COVID-19
FMA reports steady progress on financial advice transitional licensing
Outcome of MBIE/FMA review of funding and levies
Campaign to raise scam awareness among Pacific communities as reports rise
FMA and External Reporting Board release review of key audit matters reporting
FMA suspends EncoreFX licence following voluntary administration
FMA issues warning to Tiger Brokers and six firms for anti-money laundering breaches
FMA update on COVID-19
FMA to extend deadline for financial reporting
FMA Debate discusses whether passive or active management is best
FMA files civil proceedings against CBL Corporation, its directors and chief financial officer
FMA clarifies green bond disclosure requirements
Peer-to-peer lending and crowdfunding 2019 data published
Audit quality improves but inconsistencies persist – FMA report
FMA apologises for privacy breach
FMA successfully defends FSPR appeal by FXBTG Financial Limited
PTT’s Steven Robertson jailed for six years, eight months
FMA publishes 2019 annual report
FMA issues AML/CFT warning to Circle Markets Limited
KiwiSaver providers respond on member engagement but little movement on fees
FMA bolsters senior leadership team
FMA launches managed funds guide for World Investor Week
FMA seeking feedback on responsible investment products
FMA welcomes Government announcement on expanded remit
Ngā mea waiwai o te tūranga whakataka – IoD and FMA release te reo Māori directors’ guide
Opportunity for all Kiwis in Capital Markets 2029 report
FMA cancels Barry Kloogh’s financial adviser authorisation
Former Promisia chairman admits insider trading breaches
Bay of Plenty women urged to take financial investing power into their own hands
FMA finding on ANZ related party transaction
FMA reiterates warning about potential Skyway Capital/SWIG scam
Steven Robertson convicted on 38 charges relating to PTT Limited and associated entities
FMA Statement on Court of Appeal judgment in Viaduct Capital and Mutual Finance