FMA publishes Auditor Regulation and Oversight Plan 2022-2025

Media Advisory

MR No. 2022 – 16

20 June 2022

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko has has published its Auditor Regulation and Oversight Plan 2022-2025.

The plan sets out how the FMA aims to improve the quality of Financial Markets Conduct reporting entities by:

  • reviewing the systems, policies and procedures that registered audit firms have in place to deliver high-quality audits
  • reviewing individual audit engagements, to ensure they meet the auditing and assurance standards
  • monitoring accredited bodies to ensure they are effective frontline regulators of licensed auditors.
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