Latest ASIC News | Page 36

National Advice Solutions charged with anti-hawking offences following alleged superannuation sales cold calls
Former Cairns director convicted of making false statement to ASIC
Former Kleenmaid director sentenced for fraud and insolvent trading
ASIC issues information for social media influencers and licensees
Oliver’s Real Food announces decrease in asset values following ASIC review
ASIC helps young people Get Moneysmart
ASIC statement on ASX24 futures market outage
ASIC consults on financial services licensing requirements for corporate collective investment vehicles
Big Un auditor’s registration suspended
ASIC permanently bans former authorised representative
Buddy Technologies writes down intangible assets
Young Asian-Australian businesses drive strong global links
Financial Regulator Assessment Authority member appointed
Inaugural banking conference delivers forward thinking
ASIC warns about financial viability of Youpla Group
Release of Quality of Advice Review terms of reference and appointment of reviewer
Young Asian-Australian businesses drive strong global links: report
Focused on Future of Banking
ASIC amends market integrity rules and other ASIC-made rule books
Flood victims beware of insurance claim farmers
ASIC releases final sitting dates for 2022 financial adviser exams
Tarnished Crown: can casino redeem itself?
Rio Tinto Limited found to have breached continuous disclosure laws
ASIC acts against SMSF auditors involved in reciprocal audit arrangements
ASIC releases report on feedback in ePayments Code review
ASIC disqualifies former security services director from managing corporations for five years
NSW director disqualified from managing corporations for four years after engaging in illegal phoenix activity
ASIC disqualifies NSW labour hire company director from managing companies after involvement
Collection House adjusts deferred tax asset
ASIC applies to appoint provisional liquidators to Ascent Investment and Coaching Pty Ltd
ASIC allows additional time for holding virtual-only meetings
ASIC streamlines process for insurers to provide consumers cash in emergency situations
ASIC consults on Financial Services and Credit Panel regulatory guidance
Directors of Capital Mining Limited charged with 22 dishonesty offences
ASIC extends relief for short term arrangements following credit hardship notice
AAT prohibits former Victorian mortgage broker from participating in credit industry
NSW director pleads guilty to making false statements
ASIC remakes ‘sunsetting’ class order on general insurance quotes
Woodside Petroleum increases restoration provision and enhances associated disclosure
Former employment agency director sentenced for breaching directors’ duties
ASIC and RBA update MoU with European Securities and Markets Authority
ASIC consults on proposals to remake PDS, superannuation dashboard and FSG legislative instruments
Aware Financial Services Australia fined $20 million for charging fees for no service
ASIC prosecutes seven companies for failing to lodge financial reports and hold AGMs
ASIC prosecutes 104 individuals for failing to assist liquidators
Appointments – part-time members Financial Services and Credit Panel
ASIC update: Compensation for financial advice related misconduct as at 31 December 2021
Former Sydney liquidator sentenced to three years’ imprisonment for dishonesty and fraud offences